Regulation detail

E-Tag E-0040

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E-Tag E-0040 active

§494.62(d)(3) Condition for Coverage:

Jurisdiction: CM Agency: Centers for Medicare & Medicaid Services
HOME_HEALTH (100%) HOSPICE (100%) SNF (100%)
Plain-English summary

This regulation requires ESRD (End-Stage Renal Disease) dialysis facilities to provide patients with orientation and training on the facility's emergency preparedness policies and procedures, including evacuation protocols, communication procedures, and identification of alternate treatment sites. Facilities must ensure patients understand how to respond during emergencies, including safe disconnection from dialysis machines if evacuation is required. Surveyors verify compliance by reviewing implemented policies and interviewing patients about their emergency preparedness orientation.

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Regulation text
E-0040
(Rev. 169, Issued: 06-09-17, Effective: 06-09-17, Implementation: 06-09-17) 
 
§494.62(d)(3) Condition for Coverage: 
Patient orientation: Emergency preparedness patient training. The dialysis facility 
must provide appropriate orientation and training to patients, including the areas 
specified in paragraph (d)(1) of this section. 
 
Interpretive Guidelines for §494.62(d)(3). 
 
ESRD facilities are required to implement an orientation and training program which 
educates patients on the emergency preparedness policies and procedures of the facility, 
including the requirements of the ESRD facility’s emergency preparedness training 
program under §494.62(d)(1). For instance, the orientation and training program should 
include how patients would be notified of an emergency; what particular procedures they 
are expected to follow; communication protocols for contacting the ESRD facility and 
identifying an alternate location for their treatment in the event of a facility closure as 
well as shelter-in place. 
 
Additionally, patients should be oriented to how they would evacuate the facility (if 
required) and the location of potential transfer sites or services. For instance, if an 
emergency situation required evacuation during a dialysis treatment, the facility must 
train the patient on how to safely disconnect from the machine. Additionally, in this 
example, if the patient was disconnected, the patient should be informed that he or she 
will be transferred to another facility or hospital to complete the dialysis (if required). 
 
Ultimately, the emergency preparedness orientation and training for patients should 
adequately address scenarios which were identified in the ESRD facility’s risk 
assessment and address specific actions required for the emergency situation. The 
orientation and training program is intended to ensure patients are informed, ready to 
assist themselves, and are aware of the facility procedures and resources (e.g. KCER) that 
can provide up to date information during and after an emergency. 

Survey Procedures 
• Verify the ESRD facility has implemented their policies and procedures and are 
actively providing orientation and training of all their patients for the emergency 
preparedness program. 
• Interview a patient and ask them to describe their orientation to the facility in terms of 
emergency protocols and procedures.