Regulation detail

E-Tag E-0038

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§494.62(d)(1): Condition for Coverage:

Jurisdiction: CM Agency: Centers for Medicare & Medicaid Services
HOME_HEALTH (100%) HOSPICE (100%) SNF (100%)
Plain-English summary

This regulation requires dialysis (ESRD) facilities to establish and maintain an emergency preparedness training program for all staff, contracted individuals, and volunteers. Training must occur at hire, at least every two years, and whenever policies are significantly updated, covering evacuation procedures, patient communication, CPR certification, and use of emergency equipment and drugs. Facilities must document all training and CPR certifications and ensure staff can demonstrate knowledge of emergency procedures, including instructing patients on self-disconnection from dialysis machines.

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Regulation text
E-0038
(Rev. 204, Issued: 04-16-21; Effective: 04-16-21, Implementation: 04-16-21) 
 
§494.62(d)(1): Condition for Coverage: 
(d)(1) Training program. The dialysis facility must do all of the following: 
(i) Provide initial training in emergency preparedness policies and 
procedures to all new and existing staff, individuals providing services under 
arrangement, and volunteers, consistent with their expected roles. 
 (ii) Provide emergency preparedness training at least every 2 years. 
 Staff training must: 
(iii) Demonstrate staff knowledge of emergency procedures, including 
informing patients of— 
(A) What to do; 
(B) Where to go, including instructions for occasions when the geographic 
area of the dialysis facility must be evacuated; 
(C) Whom to contact if an emergency occurs while the patient is not in 
the dialysis facility. This contact information must include an alternate 
emergency phone number for the facility for instances when the dialysis 
facility is unable to receive phone calls due to an emergency situation 
(unless the facility has the ability to forward calls to a working phone 
number under such emergency conditions); and 
(D) How to disconnect themselves from the dialysis machine if an 
emergency occurs. 
(iv) Demonstrate that, at a minimum, its patient care staff maintains current 
CPR certification; and 
(v) Properly train its nursing staff in the use of emergency equipment and 
emergency drugs. 
(vi) Maintain documentation of the training. 
(vii) If the emergency preparedness policies and procedures are significantly 
updated, the dialysis facility must conduct training on the updated policies 
and procedures. 

Interpretive Guidelines for §494.62(d)(1). 
 
Training Program- General 
 
ESRD facilities are required to provide initial training in emergency preparedness 
policies and procedures that are consistent with their roles in an emergency to all new 
and existing staff, individuals providing services under arrangement, and volunteers. 
This includes individuals who provide services on a per diem basis such as agency 
nursing staff and any other individuals who provide services on an intermittent basis and 
would be expected to assist during an emergency. 
 
The training provided by the facility must be based on the facility’s risk assessment, 
policies and procedures as well as the communication plan. The intent is that staff, 
volunteers and individuals providing services at the facility are familiar and trained on 
the facility’s processes for responding to an emergency. Training should include 
individual-based response activities in the event of a natural disaster, such as what the 
process is for staff in the event of a forecasted hurricane. It should also include the 
policies and procedures on how to shelter-in-place or evacuate if the natural disaster 
was not able to be forecasted. Training should include how the facility manages the 
continuity of care to its patient population, such as triage processes and 
transfer/discharge during mass casualty or surge events. 
 
Furthermore, the ESRD facility must train staff based on the facility’s risk assessment. 
Training for staff should mirror the facility’s emergency plan and should include training 
staff and focus on procedures are relevant to the hazards identified. For example, for 
EIDs, this may include proper use of PPE, assessing needs of patients and how to screen 
patients and provide care based on the facility’s capacity and capabilities. 
 
Many large ESRD Networks already implement trainings for staff regarding evacuation 
procedures of the facilities. Through this requirement, all facilities are required to 
demonstrate upon survey that that staff know the current evacuation plans, alternate 
locations as well as their emergency contacts. Among the training, ESRD staff must be 
able to demonstrate knowledge on procedures for informing patients on how to 
disconnect themselves from a dialysis machine in the event of a disaster/emergency. 
 
The ESRD facility must train staff on informing patients on whom to contact if the 
facility is closed and cannot provide treatment due to an emergency situation and how 
they can locate an alternate dialysis facility (e.g. Kidney Community Emergency 
Response Program (KCER)) or hospital that can assist them. 
 
The ESRD facilities are expected to rearrange patient appointments if a disaster or 
emergency is forecasted through emergency notification channels, such as national 
weather forecasts. For instance, for inclement weather such as a snow storm which could 
cause community-wide closures and dangerous road conditions, we would expect the 
facility to make the appropriate arrangements for patients to receive their dialysis or be 
transferred into an inpatient setting to be provided with the appropriate care. Therefore, 

ESRD facilities may gear their training and testing program to include evacuation 
procedures in the event the facility is unable to close prior to an emergency. 
 
All ESRD facility patient care staff are required to maintain current CPR certifications 
and all nursing staff are required to be properly trained in clinical emergency protocols 
that include the use of emergency equipment and emergency drugs. The training and 
CPR certifications must be documented and maintained on file. 
 
Survey Procedures 
• Verify the facility has an emergency preparedness training program and that it is 
updated at least every 2 years. 
• Interview staff and ask them to describe the evacuation procedures and plan. 
• Verify current copies of CPR certifications for all patient care staff are on file.