Regulation detail

E-Tag E-0032

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§403.748(c)(3), §416.54(c)(3), §418.113(c)(3), §441.184(c)(3), §460.84(c)(3),

Jurisdiction: CM Agency: Centers for Medicare & Medicaid Services
HOME_HEALTH (100%) HOSPICE (100%) SNF (100%)
Plain-English summary

This federal emergency preparedness regulation requires facilities to develop and maintain a communication plan that includes both primary and alternate means of communicating with facility staff and Federal, State, tribal, regional, and local emergency management agencies. The plan must be reviewed and updated at least every two years (annually for long-term care facilities). Facilities have discretion in selecting alternate communication systems (e.g., cellular phones, pagers, walkie-talkies, HAM radio, satellite phones) but must ensure compatibility with the systems used by other agencies they plan to coordinate with during emergencies. Surveyors will verify the plan's contents and inspect the listed communications equipment.

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Regulation text
E-0032
(Rev. 204, Issued: 04-16-21; Effective: 04-16-21, Implementation: 04-16-21) 
 
§403.748(c)(3), §416.54(c)(3), §418.113(c)(3), §441.184(c)(3), §460.84(c)(3), 
§482.15(c)(3), §483.73(c)(3), §483.475(c)(3), §484.102(c)(3), §485.68(c)(3), 
§485.625(c)(3), §485.727(c)(3), §485.920(c)(3), §486.360(c)(3), §491.12(c)(3), 
§494.62(c)(3). 
 
[(c) The [facility] must develop and maintain an emergency preparedness 
communication plan that complies with Federal, State and local laws and must be 
reviewed and updated at least every 2 years [annually for LTC facilities]. The 
communication plan must include all of the following: 
 
(3) Primary and alternate means for communicating with the following: 
(i) [Facility] staff. 
(ii) Federal, State, tribal, regional, and local emergency management 
agencies. 
 
*[For ICF/IIDs at §483.475(c):] (3) Primary and alternate means for communicating 
with the ICF/IID’s staff, Federal, State, tribal, regional, and local emergency 
management agencies. 
 
Interpretive Guidelines applies to: §403.748(c)(3), §416.54(c)(3), §418.113(c)(3), 
§441.184(c)(3), §460.84(c)(3), §482.15(c)(3), §483.73(c)(3), §483.475(c)(3), 
§484.102(c)(3), §485.68(c)(3), §485.625(c)(3), §485.727(c)(3), §485.920(c)(3), 
§486.360(c)(3), §491.12(c)(3), §494.62(c)(3). 
 
NOTE: This does not apply to Transplant Programs. 
 
Facilities are required to have primary and alternate means of communicating with staff, 
Federal, State, tribal, regional, and local emergency management agencies. Facilities 
have the discretion to utilize alternate communication systems that best meets their needs. 

However, it is expected that facilities would consider pagers, cellular telephones, radio 
transceivers (that is, walkie-talkies), and various other radio devices such as the NOAA 
Weather Radio and Amateur Radio Operators’ (HAM Radio) systems, as well as satellite 
telephone communications systems. We recognize that some facilities, especially in 
remote areas, may have difficulty using some communication systems, such as cellular 
phones, even in non-emergency situations, which should be outlined within their risk 
assessment and addressed within the communications plan. It is expected these facilities 
would address such challenges when establishing and maintaining a well-designed 
communication system that will function during an emergency. 
 
The communication plan should include procedures regarding when and how alternate 
communication methods are used, and who uses them. In addition the facility should 
ensure that its selected alternative means of communication is compatible with 
communication systems of other facilities, agencies and state and local officials it plans 
to communicate with during emergencies. For example, if State X local emergency 
officials use the SHAred RESources (SHARES) High Frequency (HF) Radio program 
and facility Y is trying to communicate with RACES, it may be prudent to consider if 
these two alternate communication systems can communicate on the same frequencies. 
 
Facilities should identify their primary and alternate means of communication in their 
emergency preparedness communication plan. For instance, a primary means of 
communication may be cellular phones, hard wire lines and the facilities intercom 
system, whereas the facilities alternate means (given interruption of primary means) may 
be the SHAred RESources. 
 
Facilities may seek information about the National Communication System (NCS), which 
offers a wide range of National Security and Emergency Preparedness communications 
services, the Government Emergency Telecommunications Services (GETS), the 
Telecommunications Service Priority (TSP) Program, Wireless Priority Service (WPS), 
and SHARES.
 Other communication methods could include, but are not limited to, 
satellite phones, radio, and short wave radio. The Radio Amateur Civil Emergency 
Services (RACES) is an integral part of emergency management operations. 
 
Survey Procedures 
• Verify the communication plan includes primary and alternate means for 
communicating with facility staff, Federal, State, tribal, regional and local emergency 
management agencies by reviewing the communication plan. 
• Ask to see the communications equipment or communication systems listed in the 
plan.