Regulation detail

Pa. Code 5100.36

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Pa. Code 5100.36 active

Departmental access to records and data collection

Jurisdiction: PA Agency: Pennsylvania Department of Human Services (OMHSAS) and Department of Drug and Alcohol Programs (DDAP)
MH_RESIDENTIAL (60%) OUTPATIENT (60%) PSYCH_FACILITY (80%)
Plain-English summary

This section governs departmental employee access to patient records held by licensed mental health treatment facilities, including State hospitals, requiring facility directors to manage and limit such access to relevant portions. It also permits the Department, administrators, or facilities to collect and analyze clinical or statistical data for administrative or research purposes, provided individual patients are not identified without consent. Compliance staff should ensure access controls and data de-identification procedures are in place.

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Regulation text
55 Pa. Code § 5100.36 - Departmental access to records and data collection 

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(a)
 Notwithstanding any part of this chapter
 to the contrary, employes of the Department shall not be denied access to any
 patient records where such access is necessary and appropriate for the
 employe's proper performance of his duties. The facility director shall make
 such decision, and shall be responsible for limiting access to those portions
 which are relevant to the request.

(b)
 Any conflict as to access by an employe
 to patient records at State hospitals shall be resolved by the Regional
 Commissioner of Mental Health.

(c)

 Collection and analysis of clinical or statistical data by the Department, the
 administrator, or the facility for administrative or research purposes may be
 undertaken as long as the report or paper prepared from the data does not
 identify any individual patient without his consent.

Notes

55

 Pa. Code §
 
5100.36

This section cited in 55 Pa. Code §
 
3800.20
 (relating to
 confidentiality of records); 55 Pa. Code §
 
5100.4
 (relating to scope); 55 Pa.
 Code §
 
5200.47
 (relating to other
 applicable regulations); 55 Pa. Code §
 
5210.26
 (relating to records); 55
 Pa. Code §
 
5210.56
 (relating to other
 applicable regulations); 55 Pa. Code §
 
5221.52
 (relating to notice of
 confidentiality and nondiscrimination); 55 Pa. Code §
 
5230.17
 (relating to
 confidentiality); and 55 Pa. Code §
 
5320.26
 (relating to
 confidentiality).

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