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TN Rule 0940-03-05

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TN Rule 0940-03-05 Mental Health Supportive Living Facility Quality Enabling Program

Jurisdiction: TN Agency: Tennessee Department of Mental Health and Substance Abuse Services (TDMHSAS)
MH_RESIDENTIAL (100%)
Plain-English summary

This rule establishes Tennessee's Mental Health Supportive Living Facility Quality Enabling Program, which distributes limited state funds to improve care quality in licensed mental health supportive living facilities. Eligible providers must hold a current departmental license, operate in specified counties, participate in department-sponsored training, and submit monthly reimbursement claims. Eligible residents must have income limited to SSI-level Social Security payments and meet admission criteria for a mental health supportive living facility. Reimbursement is set at $2.00 per resident per day, capped at 30% of a facility's licensed residential capacity, and subject to available appropriations.

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Regulation text
December, 2022 (Revised) 1 
RULES 
OF 
THE TENNESSEE DEPARTMENT OF MENTAL HEALTH 
AND SUBSTANCE ABUSE SERVICES 
 
CHAPTER 0940-03-05 
MENTAL HEALTH SUPPORTIVE LIVING FACILITY 
QUALITY ENABLING PROGRAM 
 
TABLE OF CONTENTS 
 
0940-03-05-.01 Purpose 0940-03-05-.05 Reimbursement 
0940-03-05-.02 Participation of Residents 0940-03-05-.06 Termination from Participation 
0940-03-05-.03 Participation of Providers 0940-03-05-.07 Hearings 
0940-03-05-.04 Application to Participate 
 
0940-03-05-.01 PURPOSE. It is the intent of these rules to improve the quality of care and service i n 
Tennessee’s mental health supportive living facilities through distributing certain designated and limited 
state funds. 
 
Authority: T.C.A. § 12-4-330. Administrative History: Original rule filed February 3, 1989; effective 
March 23, 1989. Amendment filed December 13, 2007; effective April 29, 2008. 
 
0940-03-05-.02 PARTICIPATION OF RESIDENTS. 
 
(1) To be eligible to participate in this program, a resident must meet all of the following 
requirements both at the time of application and at all times during c ontinued participation in 
the program: 
 
(a) Has an income that is limited to payments under Social Security Act; 
 
(b) Total income does not exceed the monthly SSI benefit rate; and 
 
(c) Meets the criteria for admission into a mental health supportive living facility. 
 
Authority: T.C.A. § 12-4-330. Administrative History: Original rule filed February 3, 1989; effective 
March 23, 1989. Amendments filed December 13, 2007; effective April 29, 2008. 
 
0940-03-05-.03 PARTICIPATION OF PROVIDERS. 
 
(1) To be eligibl e to participate in this program, a mental health supportive living facility, as 
defined by departmental rules, must meet all of the following requirements, both at t he time of 
application and at all times during continued participation in the program: 
 
(a) Holds a current valid license from the department to operate a mental health supportive 
living facility; 
 
(b) Is located in Hardeman, Obion, Wilson, Madison, Knox, Dyer, Hamilton, Davidson, 
Lincoln, Warren or Shelby counties; 
 
(c) Collects and furnishes at the request of the department such data and information as is 
necessary to evaluate the effectiveness of the program; 
 
(d) Has the operator or responsible attendant participate in all department sponsored 
training programs which are made available with out charge or department approved 
training programs; and 
 
MENTAL HEALTH SUPPORTIVE LIVING FACILITY CHAPTER 0940-03-05 
QUALITY ENABLING PROGRAM 
 
(Rule 0940-03-05-.03, continued) 
December, 2022 (Revised) 2 
(e) Must accept payment in full toward the cost for the supportive living facility services 
and not attempt to hold any other person as responsible or liable f or the cost of these 
services. Payment made to the provider under this program is intended to improve the 
quality of care and service to a resident and is not to be considered as income to the 
resident. Residents are not, by this program, disqualified or adversely affected for 
benefits from other local, state, or federal programs that ar e based on income eligibility. 
A facility is not prohibited from accepting gifts in any form from churches, civic 
organizations, etc. 
 
Authority: T.C.A. § 12-4-330. Administrative History: Original rule filed February 3, 1989; effective 
March 23, 1989. Amendments filed December 13, 2007; effective April 29, 2008. 
 
0940-03-05-.04 APPLICATION TO PARTICIPATE. 
 
(1) The department will notify eligible providers and potentially -eligible persons of the availability 
of this program and the requirements to participate and the process to make an application. 
 
(2) All applications must be made on forms provided by the department. Completed applications 
must be submitted to the department for review. A decision on the applicat ion will be made 
within thirty (30) days of its receipt. 
 
(3) Potential providers must apply in the name of the licensee. 
 
(4) Current residents of a mental health supportive living facility which has been approved to 
participate, or which has a pending a pplication should apply through a representative of the 
mental health supportive living facility. 
 
(5) Potential residents may apply by themselves or through a representative from a mental 
health supportive living facility, but should also identify an approved provider who is willing to 
admit them as residents. 
 
(6) Reimbursement will not be made until both the mental health supportive living facility and the 
resident have been approved for participation. 
 
Authority: T.C.A. § 12-4-330. Administrative History : Original rule filed February 3, 1989; effective 
March 23, 1989. 
 
0940-03-05-.05 REIMBURSEMENT. 
 
(1) The department shall reimburse an approved and participating mental health supportive living 
facility for each day of care an d services given to an approved and participating resident. 
Reimbursement will be available for days that the resident is away from the facility for 
weekend trips, camping trips, or other absences that are temporary in nature, with the 
resident returning to the facility after the brief absence. 
 
(2) The amount of reimbursement shall be two ($2.00) dollars per day of residence. 
 
(3) No mental health supportive living facility shall receive the payment as provided for in these 
rules for more than thirty percent (30%) of its licensed residential capacity. 
 
(4) Claims for reimbursement must be submitted each month to the department on forms 
approved by the department. At the end of the month the authorized representative of the 
mental health supportive living facility must certify the participant’s continued eligibility for 
services during the previous month, attest ing that the representative has personally 
examined documents demonstrating that continued eligibility. 
MENTAL HEALTH SUPPORTIVE LIVING FACILITY CHAPTER 0940-03-05 
QUALITY ENABLING PROGRAM 
 
(Rule 0940-03-05-.05, continued) 
December, 2022 (Revised) 3 
 
(5) Claims for reimbursement can be made for days of care and servi ces to eligible current 
residents by the mental health supportive living facility t hat were provided beginning from the 
effective date of the rules. 
 
(6) The department may recoup or recover funds paid to any provider for services provided to an 
ineligible recipient, or if the provider has accepted prohibited payments as described under 
Rule 0940-03-05-.03(e), from any other individual on behalf of the resident. 
 
(7) Reimbursement is limited to the amount appropriated through state funds for the program. 
Reimbursement will be made on the first come first served basis with the date the c laim is 
received at the department as the date of eligibility for reimbursement. The program will 
terminate if the total appropriated for this program has been expended. 
 
Authority: T.C.A. § 12-4-330 and Chapter 12, Public Acts, 1989. Administrative History: Original rule 
filed February 3, 1989; effective March 23, 1989. Amendment filed May 10, 1989; effective June 24, 
1989. Amendments filed December 13, 2007; effective April 29, 2008. 
 
0940-03-05-.06 TERMINATION FROM PARTICIPATION. 
 
(1) A participating provider or a participating resident may be terminated from this program for 
any of the following reasons: 
 
(a) The termination of the program after thirty (30) days’ notice t o all persons and all 
mental health supportive living facilities who are then participating; 
 
(b) A resident no longer meets the requirements for participation in the program, set forth 
above, or a provider no longer meets the r equirements for participation in the program, 
set forth above; 
 
(c) A final order revoking the provider’s license; 
 
(d) Failure to comply with any of the provisions of these rules; or 
 
(e) False or erroneous certification or claim of a resident’s period of residence or eligibility, 
including concealing income. 
 
Authority: T.C.A. § 12-4-330. Administrative History: Original rule filed February 3, 1989; effective 
March 23, 1989. Amendments filed December 13, 2007; effective April 29, 2008. 
 
0940-03-05-.07 HEARINGS. 
 
(1) If a program applicant or participant is dissatisfied with any decision made by the department 
with regard to this program, he/she has the right to appeal that decision and request a 
hearing by writing the Director of Licensure. 
 
(2) All such hearings shall be conducte d before the Director of Licensure, who is designated by 
the department to hear such cases and to enter a final judgment in such matters. All such 
hearings shall be as provided in the Uniform Administrative Procedures Act, T.C.A . Title 4, 
Chapter 5, Part 3. 
 
(3) The decision of the Director of Licensure may be appealed to the Chancery Court, as 
provided in T.C.A. § 4-5-322. 
 
MENTAL HEALTH SUPPORTIVE LIVING FACILITY CHAPTER 0940-03-05 
QUALITY ENABLING PROGRAM 
 
(Rule 0940-03-05-.07, continued) 
December, 2022 (Revised) 4 
Authority: T.C.A. § 12-4-330. Administrative History: Original rule filed February 3, 1989; effective 
March 23, 1989. Amendments filed December 13, 2007; effective April 29, 2008.