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TN Rule 0940-02-02

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TN Rule 0940-02-02 Patient/Resident Work Programs

Jurisdiction: TN Agency: Tennessee Department of Mental Health and Substance Abuse Services (TDMHSAS)
IDD_RESIDENTIAL (80%) PSYCH_FACILITY (80%)
Plain-English summary

This rule governs patient/resident work therapy programs operated within Tennessee's mental health institutes and developmental centers under TDMHSAS. It establishes requirements for work assignments, including mandatory referral and physician approval, 90-day reassessments, wage payment standards (including commensurate pay for individuals with impaired productive capacity), prohibitions on wage deductions for care costs, and recordkeeping obligations. Facility operators must ensure all work is part of a supervised work therapy program and that participation is voluntary and free from coercion.

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Regulation text
December, 2022 (Revised) 1 
RULES 
OF 
THE TENNESSEE DEPARTMENT OF MENTAL HEALTH 
AND SUBSTANCE ABUSE SERVICES 
ADMINISTRATIVE SERVICES DIVISION 
 
CHAPTER 0940-02-02 
PATIENT/RESIDENT WORK PROGRAMS 
 
TABLE OF CONTENTS 
 
0940-02-02-.01 Assignment to Work Program 
0940-02-02-.02 Repealed 
0940-02-02-.03 Referral 
0940-02-02-.04 Patient/Resident Participation in 
Treatment or Habilitation Plans 
0940-02-02-.05 Reassessment 
0940-02-02-.06 Limitations 
0940-02-02-.07 Guidelines-Certification Procedures 
0940-02-02-.08 Deductions from Wages 
0940-02-02-.09 Self-Care and Domiciliary Tasks 
0940-02-02-.10 Records and Reports
 
0940-02-02-.01 ASSIGNMENT TO WORK PROGRAM. No patient/resident shall be assigned to work 
program unless the work to be done is part of a closely supervised work therapy program. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. Repealed by Public Chapter 969; effective July 1, 1984. New rule filed 
July 11, 1984; effective August 10, 1984. 
 
0940-02-02-.02 REPEALED. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. Repealed by Public Chapter 969; effective July 1, 1984. 
 
0940-02-02-.03 REFERRAL. No patient/ resident may be accepted for a work assignment without the 
completion of a referral form by a member of the treatment or training team responsible for the individual’s 
care. In mental health institutes this referral form shall be signed by a licensed physi cian who is 
responsible for the total treatment plan; in developmental centers, this referral form shall be signed by 
qualified mental retardation professional and co- signed by a licensed physician who is responsible for the 
total habilitation plan. The referral form should indicate the physician’s approval, along with any limitations 
as to the type of work in which the patient/resident may participate. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. Amendment filed July 11, 1984; effective August 10, 1984. 
 
0940-02-02-.04 PATIENT/RESIDENT PARTICIPATION IN TREATMENT OR HABILITATION PLANS. 
Those patients/residents capable of involvement in the development of their own treatment or habilitation 
plans should participate and be counseled as to the work program. Coercion into working or punishment 
for refusing to participate in the work program is patient abuse. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. 
 
0940-02-02-.05 REASSESSMENT. A r eassessment of the work assignment of each patient/resident 
shall be made not less than every ninety (90) days. A review of the work performance of each 
patient/resident shall be made every ninety (90) days. A copy of the reassessment shall be placed in th e 
individual’s record. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. 
 
PATIENT/RESIDENT WORK PROGRAMS CHAPTER 0940-02-02 

December, 2022 (Revised) 2 
0940-02-02-.06 LIMITATIONS. No patient/resident shall be permitted to engage in work that is 
unsupervised or is supervisory in nature. No patient/resident may participate in the care of training of 
other patients or residents unless he or she has undergone prior formali zed training. Based on the degree 
of handicap, no patient/resident under the legal working age, as defined by applicable Federal and State 
Child labor Laws, may engage in work. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative Hi story: Original rule filed October 17, 
1978; effective December 1, 1978. 
 
0940-02-02-.07 GUIDELINES-CERTIFICATION PROCEDURES. 
 
(1) If an assignment constitutes work and the patient/resident has an unimpaired productive 
capacity, the patient/resident is entitled to not less than the statutory minimum wage. 
 
(2) Handicapped individuals with i mpaired productive capacity shall be reimbursed under the 
following guidelines: 
 
(a) During the first year of the employment relationship, a patient/resident will be 
considered to be in evaluating and training, to the extent that competent instruction and 
supervision are provided to determine one’s potential and teach adjustment to a work 
environment or the skills needed to perform one or more types of work, and will receive 
at least commensurate pay based on his actual productivity as compared with similar 
work performed by non-handicapped persons. 
 
(b) After the first year of the employment relationship, the patient/resident will be subjected 
to a group minimum wage of not less than 50% of the minimum statutory wage or 
commensurate pay, whichever is higher. 
 
(c) A minimum wage or commensurate pay less than the group minimum wage, but not 
less than 25% of the minimum statutory wage, may be authorized for a severely 
handicapped individual. 
 
(d) For those patient/resident workers with a productive capacity l ess than 25% of the 
minimum statutory wage, commensurate pay need only be paid and no minimum wage 
shall be required if a work activity center is designed to provide therapeutic activities 
and if so certified by a non-profit, non-governmental advocacy agency. 
 
(e) Under no circumstances may a patient/resident worker, other than those in a work 
activity center, be paid less than 25% of the minimum statutory wage after the first year 
of the employment relationship. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. Amendment by public chapter 969; effective July 1, 1984. Amendment 
filed July 11, 1984; effective August 10, 1984. 
 
0940-02-02-.08 DEDUCTIONS FROM WAGES. No deduct ions will be made from the wages paid to 
working patients/residents for the cost of maintenance, hospitalization, burial funds or other nonstandard 
provisions. However, on the basis of ability -to-pay criteria, the institution may negotiate with the 
patient/resident or his responsible relative or guardian concerning an increase in payment for care and 
treatment rendered as a result of an individual’s increased income. 
 
Authority: T.C.A. §§ 33-1-203 and 33-1-205. Administrative History : Original rule filed O ctober 17, 
1978; effective December 1, 1978. 
 
0940-02-02-.09 SELF-CARE AND DOMICILIARY TASKS. All self-care and domiciliary activities which 
are routine tasks that an individual would be expected to per form at his or her own home are not to be 
PATIENT/RESIDENT WORK PROGRAMS CHAPTER 0940-02-02 
 
(Rule 0940-02-02-.09, continued) 
December, 2022 (Revised) 3 
considered as work. Those tasks that a patient/resident may do at the conclusion of an instructional 
activity session where the individual assists with the cleanup of the immediate work or play area shall not 
be considered as work. 
 
Authority: T.C.A. §§ 33-1-203 and 33-1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. 
 
0940-02-02-.10 RECORDS AND REPORTS. Each developmental center and mental health institute will 
establish appropriate time and attendance reports upon which to base remuneration. In addition, records 
showing which patient/resident workers are in each certified program un der Rule 0940-02-02-.07, the 
disability and productiv ity of each worker, and the prevailing wage for similar work performed by non-
handicapped workers must be preserved for two years. Records that are required for non- patient/resident 
employees under 29 CFR, Part 516, are required for all patient/resident workers. 
 
Authority: T.C.A. §§ 33-1-203 and 33- 1-205. Administrative History : Original rule filed October 17, 
1978; effective December 1, 1978. Repealed by Public Chapter 969; effective July 1, 1984. New rule filed 
July 11, 1984; effective August 10, 1984.