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ARSD 67:63

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ARSD 67:63 APPROPRIATE REGIONAL FACILITY

Jurisdiction: SD Agency: South Dakota Department of Social Services, Division of Behavioral Health (also Dept. of Health; Dept. of Human Services)
CRISIS_STABILIZATION (100%)
Plain-English summary

This South Dakota regulation establishes the designation, management, and environmental safety requirements for 'Appropriate Regional Facilities' — entities that provide short-term, 24/7 overnight crisis stabilization services to individuals experiencing acute psychiatric or behavioral symptoms. Operators must apply for and maintain designation from the Department of Social Services, comply with policies on intake, medication control, dietary services, and sentinel event reporting, and meet life safety and sanitation standards. The department may place facilities on probation or revoke designation for noncompliance, with appeal rights available to the facility.

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Regulation text
Rule 67:63 APPROPRIATE REGIONAL FACILITY

ARTICLE 
67
:
63

APPROPRIATE
REGIONAL FACILITY

Chapter

67:63:01

Definitions.

67:63:02
 Designation.

67:63:03
 General
management requirements.

67:63:04
 Environmental
safety requirements.

CHAPTER 
67
:
63
:
01

DEFINITIONS

Section

67
:
63
:
01
:
01
 
Definitions
.

Rule 67:63:01:01 Definitions.

67
:
63
:
01
:
01
. Definitions.
 As used in this
article:

 (1)
 
"Appropriate
regional facility" means a facility as defined by SDCL
 subdivision
 27A-1-1(2) and
described in 27A-10-1.2;

 (2)
 
"Client"
means an individual admitted to an appropriate regional facility pursuant to
SDCL 
27A-10-2
 or 
27A-10-3
;

 (3)
 
"Department"
means the Department of Social Services; and

 (4)
 
"Facility"
means an entity capable of providing crisis stabilization, including overnight
residential services 24 hours a day, 7 days a week to stabilize acute
psychiatric or behavioral symptoms, evaluate treatment needs, and develop plans
to meet the needs of the person served on a short-term basis.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

CHAPTER 
67
:
63
:
02

DESIGNATION

Section

67:63:02:01
 Application for
designation as an appropriate regional facility.

67:63:02:02
 Denial of designation.

67:63:02:03
 Renewal of designation.

67:63:02:04
 Delay in meeting
requirements.

67:63:02:05
 Reasons for placing a
facility on probation.

67:63:02:06
 Probation procedures.

67:63:02:07
 Acceptance of new
clients prohibited.

67:63:02:08
 Revocation procedures.

67:63:02:09
 Appeal procedure.

67:63:02:10
 Time and place of
hearing.

Rule 67:63:02:01 Application for designation as an appropriate regional facility.

67
:
63
:
02
:
01
. Application
for designation as an appropriate regional facility.
 A facility
seeking to operate as an appropriate regional facility shall submit an
application requesting designation to the department. The application must
include a description of how the facility meets the requirements of SDCL 
27A-10-1.2.

 Any
facility designated as an appropriate regional facility shall allow the
department unrestricted access to the facility, including access to clients,
personnel, and client and facility records, to monitor compliance with this
article and SDCL 
27A-10-1.2.

 The
department shall make application forms available upon request.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:02:02 Denial of designation.

67
:
63
:
02
:
02
. Denial
of designation.

The department shall provide to each applicant written notice approving or
denying the designation. If the application is denied, the notice must include
the reasons for the denial. An applicant may reapply after addressing the
reasons for the denial of the designation.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

67
:
63
:
02
:
03
. Renewal
of designation.

Any facility currently designated as an appropriate regional facility shall
annually attest that the facility meets the requirements of SDCL 27A-10-1.2 and
this chapter.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:02:04 Delay in meeting requirements.

67
:
63
:
02
:
04
. Delay
in meeting requirements.
 The department may grant the facility a delay in
meeting the requirements of this article to avoid undue hardship on the
facility, if the department determines that allowing a delay would be in the
best interests of the clients.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:05 Reasons for placing a facility on probation.

67
:
63
:
02
:
05
. Reasons
for placing a facility on probation.
 The department may place the facility on
probation if:

(1)
 
The facility
violates the provisions of this article or SDCL 
27A-10-1.2
;

(2)
 
The facility
falsifies information provided to the department for designation status or
funding purposes;

(3)
 
The facility
participates in, condones, or permits an illegal act;

(4)
 
The facility is
associated with fraud, deceit, or coercion;

(5)
 
The facility fails
to comply with state and federal licensing requirements or other standards
applicable to the facility;

(6)
 
The facility
refuses to allow the department access for a compliance review or other
necessary follow-up review related to designation.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:06 Probation procedures.

67
:
63
:
02
:
06
. Probation
procedures.

If the department determines that there is cause to place a facility on
probation, the department shall send the facility written notice of
probationary status and areas of noncompliance. The facility shall, within 30
days of receiving the notice, develop and submit a plan of correction.

 Within
five business days of receiving the plan of correction, the department shall
notify the facility of the department's decision to approve the plan of
correction.

 The
department may conduct a site visit at least once during the probationary
period to monitor progress on plan of correction items. At the end of the
probationary period, the department shall conduct a review of the facility and
may remove the probationary status of the facility or revoke the facility
'
s designation.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:07 Acceptance of new clients prohibited.

67
:
63
:
02
:
07
. Acceptance
of new clients prohibited.
 A facility that has been placed on probation may not
accept new clients until the department approves the plan of correction.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:08 Revocation procedures.

67
:
63
:
02
:
08
. Revocation
procedures.

The department shall provide a facility with a 15 calendar day written notice
of the department's intent to revoke the facility's designation. The 15
calendar day written notice is not required if the revocation is necessary to
prevent danger to the life, health, or safety of a client. The notice shall
contain the reasons for the revocation and a process by which a facility may
request a fair hearing.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:09 Appeal procedure.

67
:
63
:
02
:
09
. Appeal
procedure.

A facility may appeal a denial or revocation of designation by requesting a
fair hearing in writing. The request must be sent by certified mail within 15
calendar days of receipt of the notification of the department's action. A fair
hearing is conducted under the provisions of chapter 67:17:02 and SDCL chapter 
1-26.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

Rule 67:63:02:10 Time and place of hearing.

67
:
63
:
02
:
10
. Time
and place of hearing.

A fair hearing by an impartial hearing officer must be held within 45 days
after the department receives a facility
'
s request for a fair hearing. The hearing
officer shall set a time and place for the hearing at the earliest reasonable
time. The hearing officer may continue the hearing at the request of any party
involved and upon agreement by the parties to a specific extension of time.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-3-1
.

CHAPTER 
67
:
63
:
03

GENERAL MANAGEMENT

R
EQUIREMENTS

Section

67:63:03:01
 Policies and procedures
manual.

67:63:03:02
 Dietary services.

67:63:03:03
 Medication control.

67:63:03:04
 Changes requiring
notification.

67:63:03:05
 Sentinel event notification.

Rule 67:63:03:01 Policies and procedures manual.

67
:
63
:
03
:
01
. Policies
and procedures manual.
 Each appropriate regional facility shall develop
policies and procedures in the following areas related to clients:

 (
1)
 
Intake;

 (
2)
 
Orientation;

 (
3)
 
Reporting
suspected abuse, neglect, or exploitation within the facility;

 (
4)
 
Confidentiality;

 (
5)
 
Responding to
grievances;

 (
6)
 
Discharge;

 (
7)
 
Dietary services;
and

 (
8)
 
Medication
control.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:03:02 Dietary services.

67
:
63
:
03
:
02
. Dietary
services.

Each appropriate regional facility must comply with chapter 67:61:09.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:03:03 Medication control.

67
:
63
:
03
:
03
. Medication
control.

Each appropriate regional facility must comply with chapter 67:61:08.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:03:04 Changes requiring notification.

67
:
63
:
03
:
04
. Changes
requiring notification.
 An appropriate regional facility shall notify the
department and request a determination on continued designation if:

 (1) 
There is a change
in the facility director;

 (
2)
 
There is a
reduction in services provided by the facility; or

 (
3)
 
There is an
impending closure of the facility.

An appropriate
regional facility shall provide the department with 30 calendar days written
notice of closure.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:03:05 Sentinel event notification.

67
:
63
:
03
:
05
. Sentinel
event notification.

Each appropriate regional facility shall, within 24 hours, report to the
department any sentinel event, including the death of a client, if that death
is not primarily related to the natural course of the client's illness or an
underlying condition, permanent harm to a client, severe temporary harm to a
client, and any intervention required to sustain a client
'
s life.

 The
facility shall submit a follow-up report to the department within 72 hours of
any sentinel event. The report must include:

(1)
 
A written
description of the event;

 (2)
 
The client's name
and date of birth; and

(3)
 
A description of
the immediate actions taken by the facility.

 Each
facility shall develop root cause analysis policies and procedures to utilize
in response to significant events.

Each facility
shall, as soon as possible, report to the department any fire that results in
structural damage or that results in injury or death; any partial or complete
evacuation of the facility that results from a natural disaster; any loss of
services for more than 24 hours, such as electricity, natural gas, and
telephone; and any nonfunctioning equipment for more than 24 hours such as an
emergency generator, fire alarm system, sprinklers, or other critical equipment
necessary for the operation of the facility.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

CHAPTER 
67
:
63
:
04

ENVIRONMENTAL
SAFETY REQUIREMENTS

Section

67:63:04:01
 Safety and sanitation
plan.

67:63:04:02
 Life safety codes.

Rule 67:63:04:01 Safety and sanitation plan.

67
:
63
:
04
:
01
. Safety
and sanitation plan.

For each setting in which the appropriate regional facility provides services,
there must be a health, safety, sanitation, and disaster plan to ensure the
health and safety of the clients being served. The plan must:

(1)
 
Include procedures
for responding to a medical emergency;

(2)
 
Include procedures
for responding to fire and natural disasters, including evacuation plans;

(3)
 
Provide for
training;

(4)
 
Provide for
regularly scheduled fire drills
;

(5)
 
Include procedures
for responding to communicable diseases; and

(6)
 
Include procedures
to ensure sanitation in all settings where services are provided.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Rule 67:63:04:02 Life safety codes.

67
:
63
:
04
:
02
. Life
safety codes.

For each setting in which an appropriate regional facility provides services,
the facility shall comply with the applicable life safety codes described in §
 
67:62:09:02.

 An
automatic sprinkler system is not required in an existing facility unless
significant renovations occur or remodeling occurs. An existing automatic
sprinkler system must remain in service.

New construction,
renovations, additions, and changes of space must comply with the applicable
life safety codes described in §
 
67:62:09:02. Each facility shall also
comply with the building construction standards described in §
 
67:62:09:02.

Source:

47
 SDR 
58
, effective 
December 2, 2020
.

General
Authority:
 SDCL 
27A-10-1.2.

Law
Implemented:
 SDCL 
27A-10-1.2
.

Cross
Reference:
 Life safety codes, § 67:62:09:02.