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ARSD 67:62

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ARSD 67:62 MENTAL HEALTH

Jurisdiction: SD Agency: South Dakota Department of Social Services, Division of Behavioral Health (also Dept. of Health; Dept. of Human Services)
CMHC (100%) OUTPATIENT (100%)
Plain-English summary

This article establishes the accreditation framework for community mental health centers (CMHCs) in South Dakota, governing their application, renewal, probation, suspension, and revocation processes. Centers must comply with operating standards covering governance, core service responsibilities, personnel, client rights, clinical processes, and outpatient services. Accredited centers are required to serve assigned counties, provide emergency and outpatient mental health services to all age groups, and submit to comprehensive surveys by the Department of Social Services. Operators must notify the department of significant changes, sentinel events, and apply for state or federal funding only while maintaining accreditation.

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Regulation text
ARTICLE 
67
:
62
 
MENTAL HEALTH

Chapter
67:62:01
 Definitions.
67:62:02
 Accreditation.
67:62:03
 Governance.
67:62:04
 Core service responsibilities.
67:62:05
 General management requirements.
67:62:06
 Personnel.
67:62:07
 Clients
'
 rights.
67:62:08
 Clinical processes.
67:62:09
 Environmental sanitation safety and fire prevention.
67:62:10
 Outpatient services.
67:62:11
 Child or youth and family services.
67:62:12
 Comprehensive assistance with recovery and empowerment.
67:62:13
 Community support services program -- Individualized mobile
 
programs of assertive community treatment.
67:62:14
 Qualified mental health professional.
67:62:15
 Preadmission screening and resident reviews
, Repealed
.

CHAPTER 
67
:
62
:
01

DEFINITIONS

Section

67:62:01:01
 Definitions.

67
:
62
:
01
:
01
. Definitions.
 
Terms
 used in this article
 mean
:
 
 (1)
 "
Admission
,"
 the point in an individual
'
s relationship with a mental health
 
center when the intake process has been completed and the individual is eligible to
 
receive and accept services;
 
 (2)
 
"Advocate
,
" any individual designated by a client to support th
e
 client by
 
speaking or acting on the client's behalf;
 
 (3)
 
"Board of directors
,
" the entity legally responsible for the overall operation and
 
management of the agency center;
 
 (4)
 
"Case management
,
" a collaborative process 
that
 assesses, plans, implements,
 
coordinates, monitors
,
 and evaluates the options and services to meet an individual
'
s health
 
needs
,
 as identified in the treatment plan;
 
 (5)
 
"Center
,
" an entity seeking or holding accreditation as a mental health center
 
through the 
d
epartment
,
 as provided in SDCL 
27A-5-1
;
 
 (6)
 
"Child or youth and family services
,
" comprehensive,
 
child-centered
,
 family-focused, 
and 
resiliency-oriented treatment services and support
, 
provided to a child or youth with 
a 
serious emotional disturbance
, including a child or youth with a co-occurring disorder,
 and 
to 
the family
 of the child or youth
;
 
 (7)
 
"Client
,
"
 
a child, youth, or adult receiving services from a mental health
 
center;
 
 (8)
 
"Clinical supervisor
,
"
 
a mental health professional who has at least a master's
 
degree in psychology, social work, counseling, or nursing
;
 currently hold
s
 a license
 
in that field
;
 
and has
 two years of supervised
,
 postgraduate clinical experience in a mental
 
health setting;
 
 (9)
 
"Collateral contacts
,
" telephone or face-to-face contact with an individual
 
other than the identified client
,
 to plan appropriate treatment, 
to 
assist 
providers in responding
 therapeutically 
to
 the client's difficulty or illness, or 
to 
link the client,
 
family, or both, to other necessary and therapeutic community support;
 
 (10)
 
"Comprehensive assistance with recovery and empowerment services
,
" comprehensive, person-centered, 
and 
recovery-focused services providing
 
medically necessary treatment, rehabilitative
,
 and support services to a client
 
with 
a 
serious mental illness, including co-occurring disorders;
 
 (11)
 
"Contract
,
"
 
a written agreement
,
 approved by a center
'
s board of directors or an
 
authorized designee
,
 for specified services, personnel, or space
,
 to be provided to the agency
 
by another organization, agency, or individual
,
 in exchange for money;
 
 (12)
 
"Co-occurring disorder
,
"
 
a mental health condition 
that presents 
in combination with a substance use problem, trauma issues, problem gambling, medical
 
issues, or developmental disabilities;
 
 (13)
 
"Department
,
"
 
the Department of Social Services;
 
 (14)
 
"Discharge summary
,
" a narrative summary of a client's treatment record,
 
including the reason for the client's admission, clinical problems, accomplishments during
 
treatment, reason for discharge, and recommendations or referrals for further services,
 
if indicated;
 
 (15)
 
"Division
,
"
 
the Division of Behavioral Health;
 
 (1
6
)
 
"Emergency services
,
" services available 
twenty-four
 hours 
per
 day, seven days 
per
 week,
 
for a client experiencing a mental health emergency or crisis;
 
 (
17
)
 
"Individualized and mobile program of assertive community treatment
,
" a comprehensive, person-centered, 
and 
recovery-focused program providing
 
medically necessary treatment, rehabilitative, and support services to an eligible
 
client who require
s
 more intensive services than can be provided by 
comprehensive assistance with recovery and empowerment
 services;
 
 (18) "Individualized and mobile program of assertive community treatment team," a mobile group of mental health professionals who merge clinical, medical, rehabilitation, and staff expertise, within one service delivery team, under a clinical supervisor;
 
 (
19
)
 
"Intake services
,
"
 actions
 that assist 
a
 client in initiating services
 
with the center, 
provide
 information on the center and available services
 to a client
,
 
discuss
 the
 client
's
 rights and responsibilities and grievance procedures with the client
, 
obtain information from the client to determine financial eligibility
,
 and obtain
 
other required information from the client;
 
 (2
0
)
 
"Integrated assessment
,
" 
t
he gathering of information and engaging in a
 
process with 
a
 client
 to enable
 the provider to establish the presence or absence of a
 
co-occurring disorder. An integrated assessment identifies 
a 
client
's
 strengths and needs,
 
determines the client's motivation and readiness for change, and engages the client in the
 
development of an appropriate treatment relationship 
in which
 an individualized treatment
 
plan can be developed;
 
 (2
1
)
 
"Intern
,
" 
means 
a college 
or university 
student gaining supervised practical experience;
 
 (2
2
) "Liaison services
,
" treatment planning and 
the 
coordination of services between
 
a center and the out-of-home placement
 to
 be consistent with treatment goals
 
and intended to shorten the length of hospitalization or out-of-home placement, and
 
may include community resources and contacts with the client's family;
 
 (2
3
)
 "
Management 
i
nformation 
s
ystem
,"
 a system designed to collect,
 
store, and report treatment and treatment outcome data;
 
 (2
4
)
 
"Mental disorder
,
"
 a 
substantial organic or psychiatric disorder of thought,
 
mood, perception, orientation, or memory
,
 as specified within the 
Diagnostic and Statistical Manual of Mental Disorders, 5
th
 Edition,
 criteria. 
An i
ntellectual disability, epilepsy, other developmental
 
disability, alcohol 
abuse,
 substance abuse, brief periods of intoxication, or criminal
 
behavior do not, alone, constitute mental illness;
 
 (2
5
)
 
"Mental health center
,
" 
as
 defined in SDCL 
27A-1-1
;
 
 (2
6
)
 
"Outpatient services
,
" nonresidential diagnostic and treatment services that
 
are distinct from 
child or youth family
 services
, comprehensive assistance with recovery and empowerment services, or the individualized and mobile program of assertive community treatment, 
individualized according to the needs of the client and the client's family if appropriate,
 
and responsive to cultural differences and special needs;
 
 (2
7
)
 
"Physician
,
"
 
a
n
 
individual
 licensed in accordance with the provisions of SDCL
 
chapter
 
36-4
 and qualified to provide medical and other health services under this
 
chapter;
 
 (
28
)
 
"Qualified mental health professional
,
" an individual who meets
 
the criteria 
set forth in
 SDCL 
27A-1-3
;
 
 (
29
) "Recovery
,
"
 
a process of change through which an individual achieves
 
improved health, wellness
,
 and quality of life;
 
 (3
0
)
 
"Room and board services
,
"
 
residential housing for a client 
who is eighteen yeras of age
 or older
, 
has a 
serious mental illness,
 and due to the client's illness is unable to function in an independent
 
living arrangement;
 
 (3
1
)
 
"Screening
,
"
 
a formal and typically brief process of determining the
 
likelihood that 
an individual
 has a substance use, mental health
,
 or co-occurring disorder,
 which is 
administered soon after the 
individual
 presents for services. The purpose is to establish the
 
need for an in-depth assessment, not to establish the presence or specific type of such a
 
disorder;
 
 (3
2
)
 
"Services
,
"
 
direct or indirect contact between a client or a group of clients
 
and mental health staff for the purpose of diagnosis, evaluation, treatment, consultation,
 
or other necessary direct assistance in providing comprehensive mental health care to
 
ensure that the client obtains the basic necessities of daily life and performs basic daily
 
living activities;
 
 (3
3
)
 
"Substance use disorder
,
"
 
a diagnosable substance use condition;
 
 (3
4
)
 
"System of care
,
"
 
a coordinated network of community-based services and
 
support organized to meet the needs of 
an 
individual with mental health issues and 
the individual's family
;
 
 (35) "Telehealth," a method of delivering services including interactive audio-visual or audio-only technology in accordance with SDCL 
34-52-1
;
 
 (3
6
)
 
"Transfer
,
" 
the 
movement of 
a
 client from one level of service to another;
 
 (
37
)
 
"Treatment plan
,
" a written, individualized, and comprehensive plan 
that is 
based
 
on information obtained from the integrated assessment
,
 
is designed to improve a client's mental health condition, and 
includes treatment goals or
 
objectives for primary problems that indicate a need for mental health services;
 and
 
 (
38
)
 
"Volunteer
,
" an individual who provides unpaid assistance to an agency or
 
program.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 48 SDR 14, effective August 22, 2021; 52 SDR 126, effective July 1, 2026
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-5-1
.

Reference: DSM-5 -- Diagnostic and Statistical Manual of Mental Disorders
,
 
Fifth Edition, published by the American Psychiatric Association, 1000 Wilson
 
Boulevard, Suite 1825, Arlington, VA 22209-3901. Cost: $199.00.
 
CHAPTER 
67
:
62
:
02
 
ACCREDITATION

Section
67:62:02:01
 Definitions.
67:62:02:02
 Access by the 
department
.
67:62:02:03
 Application for accreditation.
67:62:02:04
 
Policy
 and procedures subject to approval.
67:62:02:05
 Provisional accreditation and comprehensive survey.
67:62:02:06
 Extension of accreditation period.
67:62:02:07
 Renewal of accreditation -- Comprehensive survey.
67:62:02:08
 Comprehensive survey report -- Plan of correction.
67:62:02:09
 Reasons for placing a center on probation.
67:62:02:10
 Probation procedures.
67:62:02:11
 Suspension or revocation procedures.
67:62:02:12
 Acceptance of new clients prohibited.
67:62:02:13
 Delay in meeting requirements.
67:62:02:14
 Denial of accreditation.
67:62:02:15
 Reconsideration of application for accreditation.
67:62:02:16
 Appeal procedure.
67:62:02:17
 Time and place of hearing.
67:62:02:18
 Changes requiring notification.
67:62:02:19
 Sentinel event notification.
67:62:02:20
 Approval needed for receipt of government funds.
67:62:02:21
 Center application for state or federal assistance.

67
:
62
:
02
:
01
. Definitions.
 Terms used in this chapter mean:
 
 (1)
 
"Comprehensive survey," a planned
,
 on-site survey of the center
,
 by a team of
 
representatives from the 
department
 for the purpose
s
 of evaluating compliance with standards
 
for accreditation renewal and assessing the quality of services provided;
 
 (2)
 
"Plan of correction,
"
 a plan created by 
a
 center to organize the process of
 
making improvements in clinical or administrative practice
,
 in order to address issues
 that are 
identified by the 
department
 
and
 require corrective action or improvement to meet the
 
requirements of this article;
 
 (
3
)
 
"Probation," a status of restricted accreditation of a center that fails to follow the
 
requirements for accreditation;
 
 (
4
)
 
"Revo
cation
," the permanent withdraw
ing
 of a center
'
s accreditation by the 
department
;
 
 (
5
)
 "
Root cause analysis,
"
 a process to identify the fundamental reason for a
 
failure or inefficiency of process that allowed for a mistake
,
 including the occurrence or
 
possible occurrence of a sentinel event, to determine how to change procedures so
 
mistakes are less likely, and then make the change;
 
 (
6
)
 
"Suspension," the temporary withdraw
ing
 of a center's accreditation by the
 department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
02
. Access by 
the department
.
 The 
department
 shall monitor each center for
 
continued compliance with this article
,
 regardless of the term of a center's accreditation
 
certificate. A center is subject to review
,
 without notice
,
 by the 
department
. 
A center shall provide the department with
 access to all clients and staff, and to all financial
 
and administrative program records needed to determine whether the center meets the
 
requirements 
of 
SDCL title 27A and this article. The 
department
 may review and copy records
 
in compliance with this article.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
03
. Application for accreditation.
 
A center
 seeking to operate as an
 
accredited community mental health center 
must
 submit an application for accreditation
 
to the 
department
. The 
department
 shall make accreditation application forms available upon
 
request. 
The department shall return and may not consider an incomplete application submitted by a center
.
 
 The 
department
 shall provide the necessary application forms to a center seeking
 
renewal of accreditation at least 
sixty
 days before the expiration of the center's current
 
accreditation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
04
. 
Policy
 and procedures subject to approval.
 All center 
policy and 
procedures
 must comply with and carry out the
 requirements of article 
67:62
 
and 
are subject to the approval of the
 department
 as part of the accredit
ation
 process.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
05
. Provisional accreditation and comprehensive survey.
 The
 department
 may grant provisional accreditation to 
a center
 seeking accreditation for the
 
first time or to 
a center
 previously accredited to regain accreditation. A provisional
 
accreditation certificate may only be issued upon submission of a completed application
 
and a preliminary comprehensive survey by the 
department
 
finding
 compliance with
 
this article and the requirements of SDCL title 27A.
 
 A provisional accreditation expires after six months and may not be extended
, 
except with the approval of the 
department
 to accommodate 
department
 scheduling delays, not
 
to exceed an additional three months. A follow-up
,
 comprehensive survey 
must
 be conducted prior to the expiration of the provisional accreditation
,
 to determine if
 
the requirements of SDCL title 27A and this article have been met
. At that time, the department
 shall:
 
 (1)
 
Grant a one year accreditation certificate for a new center;
 (2)
 
Grant accreditation up to the end date of the original certification for a
 
currently accredited center; or
 (3)
 
Deny accreditation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
06
. Extension of accreditation period.
 The d
epartment
 may
 
extend the period of accreditation to accommodate 
department
 on-site scheduling delays. No extension 
may 
exceed a period of one year beyond the certificate expiration date.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
07
. Renewal of accreditation -- 
C
omprehensive survey.
 
Each
 center
 
currently accredited by the 
department
 shall participate in a comprehensive survey to
 
determine compliance with the requirements of this article and SDCL title 27A
 prior to the renewal of accreditation
. The
 department
 shall notify the center of the date of the comprehensive survey.
 
 The 
department
 shall 
determine whether, based on the survey, the center complied
 with SDCL title 27A
 
and this article
,
 within 
ninety
 days of the 
comprehensive survey. The determination must be
 based on the evaluation of each
 
component of the accreditation application and materials reviewed
.
 
As a result, the department shall
:
 
 (1)
 
Issue a three
-
year accreditation certificate
,
 if a center is in compliance with 
ninety 
percent or more of the requirements and submits a plan of correction 
that is 
approved by the
 department and
 addresses all areas of noncompliance;
 
 (2)
 
Issue a two
-
year accreditation certificate
,
 if a center is in compliance with 
seventy
 to
 eighty-nine
 percent of the requirements and submits a plan of correction 
that is 
approved by the 
department and
 addresses all areas of noncompliance;
 
 (3)
 
Place a center on probation for no more than six months
,
 if the center is in
 
compliance with less than 
seventy
 percent of the requirements. If the center successfully
 
completes a plan of correction approved by the 
department
, addresses all areas of
 
noncompliance, and attains at least 
seventy
 percent compliance, the 
department must
 issue a one
-
year accreditation certificate; or
 
 (4)
 
Deny accreditation
,
 if the center fails to 
substantially comply with
 the requirements of SDCL title
 
27A and this article or fails to submit a plan of correction approved by the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
08
. Comprehensive survey report -- Plan of correction.
 The 
department 
shall
,
 within 
thirty
 days following the comprehensive
 
survey
,
 
report its
 findings 
to the center
. If a center is not in compliance with this article
 and SDCL title 27A
, the 
department must
 notify the center of the areas of
 
noncompliance in the accreditation report. 
In response to any areas of noncompliance, t
he center shall submit a plan of correction to
 
the 
department,
 within 
thirty
 days of 
receiving
 the accreditation report. The plan 
must
 include the
 
action to be taken to correct the areas of noncompliance and the date the action is to be
 
completed. The plan of correction is subject to acceptance or rejection in whole or in part
 
by the 
department
. The 
department
 shall
,
 within 
thirty
 days of 
receiving
 the plan of
 
correction
, notify the center
 of the 
department'
s decision regarding approval or disapproval of the plan of
 
correction and the accreditation status of the center. The 
department
 may conduct a follow-up
 
review of the center to evaluate the corrections made. Failure to submit a plan of correction
 
or failure to have the plan of correction approved by the 
department
 will result in probation,
 
suspension, or revocation of accreditation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
09
. Reasons for placing a center on probation.
 The 
department
 may
 
place 
a
 center on probation if:
 
 (1)
 
The center is in compliance with less than 
seventy
 percent of the requirements of
 
this article and SDCL title 27A;
 
 (2)
 
The center fail
ed
 to complete the plan of correction to address the areas of
 
noncompliance noted by the 
department in
 the accreditation report;
 
 (3)
 
The center has serious infractions of this article that affect the overall
 
continuity of care or safety of clients;
 
 (4)
 T
he center falsifie
d
 information provided to the 
department
 for accreditation or
 
funding purposes;
 
 (5)
 
The center participate
d
 in, condone
d
, or permit
ted
 illegal acts;
 
 (6)
 
The center 
participated in, condoned, or permitted
 fraud, deceit, or coercion;
 
 (7)
 
The 
department determined the 
center fails to comply with licensing and other standards 
that are 
required by
 
federal or state laws, rules, or regulations; state and federal confidentiality laws; 
or
 this
 
article, 
and the noncompliance results
 in practices that are detrimental to the welfare of a client; or
 
 (8)
 
The center refuse
d
 to allow the 
department
 access for a comprehensive survey, a
 
complaint review, or any necessary follow-up review.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
10
. Probation procedures.
 If the 
department
 determines 
there is
 sufficient cause to place a center on probation:
 
 (1)
 
The 
department must
 send the center written notice of probationary status and
 
areas of noncompliance;
 
 (2)
 
The center 
must
 develop and submit a plan of correction
,
 pursuant to §
 
67:62:02:08
,
 within 
thirty
 days of 
receiving the 
notice of probationary status;
 
 (3)
 Within five business days after receiving
 the plan of correction, the 
department must
 notify the center
 
of the 
department
's decision to approve 
or deny 
the plan of correction
.

The department must
 conduct a site visit
,
 at least once during the probationary
 
period
,
 to monitor 
the center's 
progress on 
the 
plan of correction. At the end of the probationary
 
period, the 
department
 shall conduct a comprehensive survey of the center and 
g
rant a one year accreditation certificate
,
 
provided
 the agency has obtained at least 
seventy
 percent compliance during the final comprehensive survey;
 s
uspend the center's accreditation; or
 r
evoke the center’s accreditation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
11
. Suspension or revocation procedures.
 The 
department
 shall provide
 
written notice to the center of the 
department
's intent to suspend or revoke the center's
 
accreditation.
 
 The suspension or revocation is effective 
fifteen
 days after receipt of the notice. The
 
notice 
must
 contain the reason for the 
department
's action, 
describe the process by which
 the center 
may 
request reconsideration by the 
department
, and
 describe
 the appeal process.
 
 A center
'
s request for reconsideration 
must 
be in writing and 
be 
received by the
 department
 within 
fifteen
 days 
from the date the agency received the notice
 of suspension or revocation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

Cross Reference: 
Acceptance of new clients prohibited, §
 
67:62:02:12
.

67
:
62
:
02
:
12
. Acceptance of new clients prohibited.
 A center that has been placed
 
on probation
,
 or whose accreditation has been suspended
,
 is prohibited from accepting new
 
clients until the 
department
 approves the plan of correction.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
13
. Delay in meeting requirements.
 The 
department
 may grant the center
 
a delay in meeting the requirements of this article to avoid undue hardship on the center if
 
the 
department
 determines that allowing a delay would be in the best interest of the 
center's 
clients.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
14
. Denial of accreditation.
 If the 
departmant
 denies 
the 
accreditation to 
a 
center, the 
department must
 send notice of the denial to the center by certified mail, return
 
receipt requested, within 
sixty
 days of the final review. The notice of denial 
must
 inform
 
the center that the denial is effective 
fifteen
 days after receipt of the notice.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
15
. Reconsideration of application for accreditation.
 A center may
 
request 
that 
the 
department
 reconsider an application. The request 
must
 be in writing and sent
 
within 
fifteen
 calendar days after receipt of the denial of accreditation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
16
. Appeal procedure.
 A center may appeal to the secretary of the
 
department any denial, revocation, or suspension of 
accreditation
, or placement on
 
probation by the 
department
. An appeal 
under this section must
 be sent by certified mail
 
within 
fifteen
 days 
after
 receipt of the notification of the 
department
's action and 
must include a 
request 
for 
a
 
fair hearing pursuant to SDCL chapter 
1-26
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

Cross Reference: 
 Fair hearings, chapter 
67:17:02
.

Rule 67:62:02:17 Time and place of hearing.

67
:
62
:
02
:
17
. Time
and place of hearing.

A fair hearing by an impartial hearing
 
officer shall be held within 45 days after
the department receives request for a fair
 
hearing. The hearing officer shall set a
time and place for the hearing at the earliest
 
reasonable time. The hearing
officer may continue the hearing at the request of any party
 
involved and upon
agreement by the parties to a specific extension of time.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-5-1.

67
:
62
:
02
:
18
. Changes requiring notification.
 An accredited center shall notify
 
the d
epartment
 before a change in the center director, a reduction in services provided
 
by the center, or the impending closure of the center
. Upon receiving a notification under this section, the department must make
 a determination on 
the center's 
continued
 
accreditation.
 
 An accredited center shall give the 
department thirty
 days
'
 written notice of closure. The
 
center shall provide the 
department with
 written documentation 
outlining the manner in which
 safe storage of
 
financial records 
will be provided, 
for at least six years from the date of closure, and 
safe storage 
of client case records
 will be provided, 
for 
at least
 six years from 
the date of 
closure
,
 
as 
required by 42 C.F.R. §
 
2.19
,
 
in effect on October 1, 1999
.

The 
department
 may assist in making
 
arrangements for 
the provision of 
services 
to
 clients by another accredited 
center,
 prior to the closing.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
19
. Sentinel event notification.
 Each accredited center shall make a
 
report to the 
department
 within 
twenty-four
 hours of any
:
 death not primarily
 
related to the natural course of the client
'
s illness or underlying condition, permanent
 
harm
 to a client
, or severe temporary harm
 to a client
, and 
any 
intervention required to sustain life
 to a client
.
 
 The center shall submit a follow-up report to the 
department
 within 
seventy-two
 hours 
and must include
:
 
 (1)
 
A written description of the event;
 (2)
 
The client
'
s name and date of birth; and
 (3)
 
Immediate actions taken by the center.
 
 Each center shall develop 
a 
root cause analysis 
policy
 and procedures to utilize in
 
response to 
any event requiring notification
.
 
 Each center shall report to the 
department,
 as soon as possible
,
 any fire with
 
structural damage or 
in which
 injury or death occurs
;
 any partial or complete evacuation of
 
the 
agency
 resulting from natural disaster
;
 any loss of utilities, 
including
 electricity,
 
natural gas, 
and phone lines; and any loss of an
 emergency generator, fire alarm
s
, sprinklers, and other critical
 
equipment necessary for operation of the 
agency
 for more than 
twenty-four
 hours.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
02
:
20
. Approval needed for receipt of government funds.
 
Any
 funds
 
generated through the provisions of SDCL chapter 
27A-5
 or any federal funds
 
administered pursuant to SDCL chapter 
28-1
,
 may 
only 
be granted to an agency 
if the agency
 is accredited by the department pursuant to this article.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
02
:
21
. Center application for state or federal assistance.
 A center
 applying
 for state or federal assistance
,
 to supplement services 
required 
under 
the provisions
 of 
a 
service agreement with the department
,
 shall submit a copy of the
 
application to the department for review. A service agreement is a 
contract
 between the department and a center
,
 in which the center agrees to provide
 
diagnosis, evaluation, treatment, consultation, and other necessary direct assistance 
required for
 comprehensive mental health care.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

CHAPTER 
67
:
62
:
03

GOVERNANCE

Section

67:62:03:01
 Articles of
incorporation.

67:62:03:02
 Board of director
policies.

67:62:03:03
 Board responsibilities.

67:62:03:04
 Discrimination in
services prohibited.

Rule 67:62:03:01 Articles of incorporation.

67
:
62
:
03
:
01
. Articles
of incorporation.

Any center accredited by the department
 
shall be established as a nonprofit
organization incorporated in the state of South Dakota.
 
A copy of the
articles of incorporation or a nonprofit organization shall be filed with the
 
department before
a certificate of approval is issued. A nonprofit center shall submit a
 
copy of the letter
of exemption from the Internal Revenue Service to the department.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1(2).

Law
Implemented:
 SDCL 
27A-3-1, 
27A-5-1(2).

Rule 67:62:03:02 Board of director policies.

67
:
62
:
03
:
02
. Board
of director policies.

The center shall adopt bylaws which
 
state its purpose and shall:

 (1)
 
Provide for a
rotating board composed of members who reside or work in the
 
center's catchment
area and who, as a group, represent the residents of that area, taking
 
into consideration
their employment, age, sex, ethnicity, place of residence, and other
 
demographic
characteristics of the area;

 (2)
 
Describe the
qualifications for membership on the board;

 (3)
 
Describe
procedures for selection and tenure of office for a member of the
 
board;

 (4)
 
Describe methods
of amending bylaws;

 (5)
 
Provide that the
board must be responsible for approving overall policy;

 (6)
 
Provide that the
members of the governing board serve without pay;

 (7)
 
Provide that no
financial benefit accrue as a result of membership on the
 
board;

 (8)
 
Require that the
board meets quarterly or more often as necessary for the
 
proper
administration of the center;

 (9)
 
Provide that the
minutes of all official meetings of the board be maintained;

 (10)
 
Provide that the
board arrange for an annual audit of the center's accounts;

 (11)
 
Describe the
process to be used to handle potential conflicts of interest;

 (12)
 
Describe the body
of parliamentary procedure to be followed in the conduct
 
of business
meetings; and

 (13)
 
Include current or
past clients of mental health services and family members
 
on the board of
directors and describe formal procedures for obtaining client and family
 
member feedback
and input, such as through the use of subcommittees or focus groups.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1(2)(5).

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(2)(5).

Rule 67:62:03:03 Board responsibilities.

67
:
62
:
03
:
03
. Board
responsibilities.

The board shall take the following actions:

 (1)
 
Employ an
executive director whose qualifications, authority, and duties are
 
defined in
writing, and delegate to the executive director authority and responsibility for
 
the daily
management of the operations of the center according to established policies,
 
including the
hiring or designation of a clinical director;

 (2)
 
Employ or
designate a clinical director if the center does not have a current
 
executive director
and if the board determines the services of a clinical director are
 
immediately
needed, and delegate to the clinical director authority and responsibility for
 
the management or
the clinical operations of the center according to established policies;

 (3)
 
Exercise general
supervision and establish policy regarding personnel,
 
property, funds,
administrative job descriptions, operations, and program;

 (4)
 
Approve a plan of
financing which assures sufficient funds to provide care for
 
clients and carry
out the stated purpose of the center on a continuing basis;

 (5)
 
Ensure that
capital commitments are not made to the detriment of services to
 
the client; and

 (6)
 
Approve
initiation, expansion, or modification of the center's program based
 
on service needs of
the community and the capability of the center to have an effect on
 
those needs within
its established goals and objectives.

 The
board may employ one person to serve as both executive director and the
 
clinical director
if the person is qualified pursuant to §§
 
67:62:06:02 and 67:62:06:03 and
 
the board
determines that a full-time clinical director is not needed.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(2)(5).

Rule 67:62:03:04 Discrimination in services prohibited.

67
:
62
:
03
:
04
. Discrimination
in services prohibited.
 No center may deny any
 
person equal access to its
facilities or services on the basis of race, color, religion, gender,
 
ancestry, national
origin, mental or physical illness, or disability unless such illness or
 
disability makes
treatment offered by the agency non-beneficial or hazardous. All agencies
 
shall ensure that
they comply with the federal Americans with Disabilities Act, 42 U.S.C.
 
§§
 
12101 et seq.
(September 25, 2008) and the nondiscrimination on the basis of disability
 
by public
accommodations and in commercial facilities, 28 C.F.R. Part 36 (March 11,
 
2011). Referral
services shall be provided to individuals not admitted to treatment.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
34-20A-27.

Law
Implemented:
 SDCL 
20-13-1(12)
, 
20-13-23
, 
20-13-23.1
, 
34-20A-27
, 
29
 
U.S.C. §
 
794.

CHAPTER 
67
:
62
:
04
 
CORE SERVICE RESPONSIBILITIES

Section
67:62:04:01
 Required range of services.
67:62:04:02
 Center responsibilities.
67:62:04:03
 Refusal to serve a child with a 
serious emotional disturbance
 or an adult with a 
serious mental illness
 --
 
Alternate provider.
67:62:04:04
 Center's right to appeal.

67
:
62
:
04
:
01
. Required range of services.
 Community mental health centers
 shall 
serve the counties 
assigned
 to them by the 
department,
 and provide services to clients with
 
acute mental health issues or serious mental health difficulties, including those with co
-
occurring
 
disorders. A center shall provide
 
services to children, youth, adults, and elderly residents of the area assigned to
 
the center
,
 either directly or by affiliation with another agency. 
Each community mental health center must provide
:
 
 (1)
 
Emergency services
,
 available 
twenty-four
 hours per day, seven days a week;
 (2)
 
Assessment services
,
 to determine the best service match
, for a client
;
 (3)
 
Outpatient services
,
 pursuant to chapter 
67:62:10
;
 (4)
 
Specialized outpatient services for children or youth
,
 pursuant to chapter
 
67:62:11
; and
 (5)
 
Specialized outpatient services for adults
,
 pursuant to chapter 
67:62:12
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
, 
27A-5-7
.

Note: 
Optional services may include room and board, as defined in subdivision 
67:62:01:01
(30) and individualized and mobile programs of assertive community treatment team pursuant to chapter 
67:62:13
.

Rule 67:62:04:02 Center responsibilities.

67
:
62
:
04
:
02
. Center
responsibilities.

A center's services shall be available and
 
accessible, particularly for clients with
complex mental health issues and co-occurring
 
disorders as defined in subdivision
67:62:01:01(12), or who experience cultural or
 
linguistic barriers or both. The
center shall ensure:

 (1)
 
Services are
available and accessible to the general public;

 (2)
 
The location of
center offices and hours of service are posted and publicized at
 
all of the
center's locations;

 (3)
 
That staff is
available to provide clinical attention to a person with immediate
 
needs during
regular center hours and in case of emergency when the center is closed;

 (4)
 
That a seamless
continuum of services is provided for a client and a family so
 
that:

 (a)
 
The client and
family move smoothly into more or less intensive
 
services when needed to support
progress toward recovery; and

 (b)
 
Youth nearing
adulthood receive smooth transitions into appropriate
 
adult services
when indicated; and

 (5)
 
That a plan is
developed by the center which describes an organized
 
community-based
system of care for individuals with a mental disorder, including co
-
occurring
 
disorders.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
, 
27A-5-7.

67
:
62
:
04
:
03
. Refusal to serve a child with a 
serious emotional disturbance
 or an adult with a 
serious mental illness
 -- Alternate provider.
 A center shall serve any client who meets 
the serious emotional disturbance
 or 
serious mental illness
 criteria
, 
pursuant to §
 
6
7:62:11:01
 or 
67:62:12:01
,
 and 
the 
financial eligibility criteria. If a center
 
refuses services to a client who meets these criteria, the 
department may 
reduce the contract for the center
,
 in order to purchase necessary services from an
 
alternat
e
 provider.
 
 In order for a center to refuse services to any client who meets the above criteria without an impact to the center's contract, a center must:
 
 (1)
 P
rovide written notice of the refusal to the 
department
 within 
seventy-two 
hours of th
e
 action;
 (2)
 O
ffer emergency services to the client
,
 until the client can be
 
relocated to another service area or alternat
e
 services are arranged; and
 (3)
 A
rrange for appropriate mental health services for the client with
 
another provider.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
04
:
04
. Center's right to appeal.
 Within 
thirty
 days of the refusal to serve, the
 
center's director may submit a letter of appeal to the 
department,
 stating the center's
 
cause for maintaining its contract funds. The 
department
 shall make a determination
 
and respond to the center within 
fourteen days
 of receiving the letter of appeal.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.
 
CHAPTER 
67
:
62
:
05
 
GENERAL MANAGEMENT REQUIREMENTS

Section
67:62:05:01
 
Policy
 and procedures manual.
67:62:05:02
 Statistical data.
67:62:05:03
 Compliance -- Case record review.
67:62:05:04
 Retention of records.
67:62:05:05
 Accounting system, cost reporting, and annual audit.
67:62:05:06
 Fees for services.
67:62:05:07
 Client orientation.
67:62:05:08
 Participation in state plan.

67
:
62
:
05
:
01
. 
Policy
 and procedures manual.
 Each center 
must
 have a policy
 
and procedure
s
 manual to 
ensure
 compliance with this article and 
have 
procedures for
 
reviewing and updating the manual.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016;
.
50 SDR 63, effective November 27, 2023
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
05
:
02
. Statistical data.
 Each center shall submit 
to the department
 statistical data on
 
each client receiving services
,
 
at the time and
 in 
the
 manner agreed upon by the 
department
 and
 
the center.
 
 Each
 center shall provide statistical data on all services
,
 in accordance with the
 
state 
m
anagement 
i
nformation 
s
ystem, and any other data
 
required by the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-3-1
, 
27A-5-1
.

Rule 67:62:05:03 Compliance -- Case record review.

67
:
62
:
05
:
03
. Compliance
-- Case record review.
 Each center shall establish an
 
ongoing compliance
review process for the review of case records to assure the quality
 
and
appropriateness of services. Center staff shall be informed of the review
process, and

the
review process shall be made a part of the center's policies and procedures
manual.

The
center shall have a procedure to address any issues discovered during the
compliance

review
process.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1.

Rule 67:62:05:04 Retention of records.

67
:
62
:
05
:
04
. Retention
of records.

Each center shall retain all financial records,
 
client case records, and
documentation of services provided for at least six calendar years
 
post-treatment for
adults or at least six calendar years after the client reaches age 18 for
 
children or youth.
Records may not be destroyed when an audit or investigation is
 
pending.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1(2).

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(2).

67
:
62
:
05
:
05
. Accounting system, cost reporting, and annual audit.
 
Each
 center shall maintain an accounting system pursuant to generally accepted
 
accounting principles. If requested by the department, 
a
 center 
must
 submit to the
 
department a copy of an annual entity-wide, independent financial audit. The audit 
must 
be completed and filed with the department by the end of the fourth month following the
 
end of the fiscal year being audited.

Each audit must
 contain, as part of the supplementary information, a cost report
,
 as
 
outlined by the department. If applicable, the audit 
must
 be conducted in accordance with
 2 C.F.R. Part 200 Subpart F, in effect on August 13, 2020
.

In the case of
 an entity-wide, independent financial audit or 
a single
 audit, the
 
center shall 
ensure the
 resolution of all interim audit findings. The center shall facilitate and
 
aid any reviews, examinations, and agreed
-
upon procedures the department or any
 
contractor may perform.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

Cross Reference: 
Single audit, 2 C.F.R. § 200.501(b).

67
:
62
:
05
:
06
. Fees for services.
 
The 
board 
of a center 
shall adopt a schedule of fees
 
for services. 
The
 fees 
must be based 
on 
a
 client's ability to pay. A center shall provide its clients, referral resources, the public, and the department with up-to-date fees for services, including the fee per unit of service and any standard fee not included in the unit rate charged by the center
.
 
 A
 center shall
 attempt
 to collect from clients 
payments 
for services
,
 in accordance with 
the adopted
 fee
 
schedule. 
A center shall attempt
 to collect
,
 
f
rom third-party sources
 reimbursement for the cost of services provided to a client
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
05
:
07
. Client orientation.
 
Each center
 shall 
establish a policy
 and
 
procedures to ensure 
that a new client is provided with 
orientation to the program
,
 at or before
 the 
time of admission
,
 or as soon thereafter as possible. The orientation 
must provide
:
 
 (1)
 A description of t
he center's purpose and the treatment process;
 (2)
 
A
 review of
 relevant center policies;
 (3)
 
The hours during which services are available;
 (4)
 
The fees for services and the responsibility for payment for those fees;
 (5)
 Information regarding t
he right to confidentiality
,
 in accordance with 42
 
U.S.C. §
 
290 dd-2
,
 
in effect on March 27, 2020;
 42 C.F.R. Part 2
,
 
in effect on January 18, 2017;
 and 45
 
C.F.R. Part
s
 160 and 164
,
 
in effect on September 26, 2016
; and
 (6)
 
The rights of the client while receiving services
,
 in accordance with
 
§§
 
67:62:07:01
 and 
67:62:07:02
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
05
:
08
. Participation in state plan.
 Each center shall participate in the
 
state's comprehensive mental health service plan and submit information to the 
department, 
as required.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

CHAPTER 
67
:
62
:
06

PERSONNEL

Section

67:62:06:01
 Requirements for
executive director.

67:62:06:02
 Requirements for
clinical director.

67:62:06:03
 Requirements for staff
providing direct services and supports toclients.

67:62:06:04
 Orientation of personnel.

67:62:06:05
 Supervision.

67:62:06:06
 Personnel policies and
records.

67:62:06:07
 Organizational chart.

67:62:06:08
 Workforce development
and training.

67:62:06:09
 Volunteers.

67:62:06:10
 Office of Inspector
General Medicaid exclusion list.

Rule 67:62:06:01 Requirements for executive director.

67
:
62
:
06
:
01
. Requirements
for executive director.
 The board of directors shall
 
appoint an
executive director with the following qualifications:

 (1)
 
Knowledge of
mental health services;

 (2)
 
Administrative
skills; and

 (3)
 
At the time of
employment, knowledge of the administrative rules pertaining
 
to community
mental health services and programs.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
1-36-25
, 
27A-5-1.

Law
Implemented:
 SDCL 
1-36-25(5)
, 
27A-3-1
, 
27A-5-1(1)(2).

Rule 67:62:06:02 Requirements for clinical director.

67
:
62
:
06
:
02
. Requirements
for clinical director.
 The clinical director employed
 
or designated by a
center's executive director or the board shall meet the qualifications of
 
a clinical
supervisor as defined in subdivision 67:62:01:01(8), and have an additional two
 
years
' 
experience in a
mental health setting.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
1-36-25
, 
27A-5-1.

Law
Implemented:
 SDCL 
1-36-25(5)
, 
27A-3-1
, 
27A-5-1(1)(2).

67
:
62
:
06
:
03
. Requirements for staff providing direct services and supports to clients.
 
Qualifications to provide
 direct mental health services and
 
supports to clients
 are as follows
:
 
 (1)
 A staff member who has at least a high school diploma or a high school equivalency may, if supervised by a clinical supervisor, provide
:
 
 (a)
 
Intake services;
 (b)
 
Case management;
 (c)
 
Family education and support;
 (d)
 
Liaison services;
 (e)
 
Direct assistance;
 (f)
 
Psychosocial rehabilitative services; and
 (g)
 
Recovery support services;
 
 (2)
 A staff member who has a
t least a master's degree in psychology, social work, counseling, or nursing;
 a staff member who has 
a social work license
,
 as defined in SDCL 
36-26-15
; or 
staff member who holds 
a bachelor's degree in a human
 
services field and 
has 
two years of related experience 
may
 provide
:
 
 (a) A
ny service listed in
 
subdivision (1)
;
 
and
 (b) A
ny other mental health service;
 
 (3)
 
A physician, a resident operating within 
guidelines esablished by 
the Board
 
of Medical and Osteopathic Examiners, a licensed physician assistant
,
 or
 a 
licensed certified nurse practitioner practicing within 
the individual's
 scope of practice, 
may 
provide psychiatric services; 
and
 
 (4)
 
A registered nurse or 
a 
licensed practical nurse 
may
 provide psychiatric nursing
 
services.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-3-1
, 
27A-5-1
.

Rule 67:62:06:04 Orientation of personnel.

67
:
62
:
06
:
04
. Orientation
of personnel.

The center shall provide orientation for
 
all employees, including contracted staff
providing direct clinical services, interns, and
 
volunteers within ten working days
after employment. The orientation shall be
 
documented and shall include at least the
following items:

 (1)
 
Fire prevention
and safety, including the location of all fire extinguishers in
 
the center,
instruction in the operation and use of each type of extinguisher, and an
 
explanation of the
fire evacuation plan and center's smoking policy;

 (2)
 
The
confidentiality of all information about clients, including a review of
 
requirements in
this article and 45 C.F.R. Parts 160 and 164 (October 7, 2009);

 (3)
 
The proper
maintenance and handling of client case records;

 (4)
 
The center's
philosophical approach to treatment and the center's goals;

 (5)
 
The procedures to
follow in the event of a medical emergency or a natural
 
disaster;

 (6)
 
The specific job
descriptions and responsibilities of employees;

 (7)
 
The center's
policies and procedures are maintained in accordance with §
 
67:62:05:01; and

 (8)
 
The center's
procedures regarding the reporting of cases of suspected child
 
abuse or neglect
in accordance with SDCL 
26-8A-3
 and 
26-8A-8.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1.

Cross-References:

 Persons
required to report child abuse or neglected child -- Intentional failure as
 
misdemeanor, SDCL 
26-8A-3.

 Oral
report of abuse or neglect -- To whom made -- Response report, SDCL 
26-8A-8.

Rule 67:62:06:05 Supervision.

67
:
62
:
06
:
05
. Supervision.
 Any center staff
providing direct services to clients,
 
other than those staff who meet the
criteria of a clinical supervisor as defined in
 
subdivision 67:62:01:01(8), shall
be supervised by a clinical supervisor.

 The
amount and type of supervision shall be based on the center's staff needs for
 
such supervision
and their level of education, training, and experience. Clinical
 
supervisors are
also responsible for ensuring center staff who do not meet clinical
 
supervisor
criteria are operating within the scope of their education, training, and
 
competencies.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(1).

Rule 67:62:06:06 Personnel policies and records.

67
:
62
:
06
:
06
. Personnel
policies and records.

The center shall maintain written
 
personnel policies and records for all
staff including provisions for equal employment
 
opportunities. Each center shall
maintain a personnel file or record for each staff member
 
including
contracted staff, intern, or volunteer. The file includes the following:

 (1)
 
The application
filed for employment or resume and transcripts or diploma
 
and continuing
education;

 (2)
 
The position
description signed by the staff with a statement of duties and
 
responsibilities
and the minimum qualifications and competencies necessary to fulfill
 
these duties;

 (3)
 
The completion of
appropriate pre-hire screening will be evident for staff that
 
provide direct
services to vulnerable populations;

 (4)
 
The staff
'
s orientation
document in accordance with §
 
67:62:06:05; and

 (5)
 
Copies of the
staff
'
s current
credentials related to job duties.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(2).

67
:
62
:
06
:
07
. Organizational chart.
 Each center shall have 
a current 
organizational chart 
that indicates
 lines of authority from the board of directors and lines of
 
authority for all job classifications. The organizational chart 
must
 be made available to all
 
staff members, the board of directors, and the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
06
:
08
. Workforce development and training.
 
Each
 center shall provide
 
for ongoing training and consultation to enable staff and supervisors to carry out their
 
responsibilities effectively.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

Rule 67:62:06:09 Volunteers.

67
:
62
:
06
:
09
. Volunteers.
 If a center uses
volunteers as support for programs, the
 
center shall establish and maintain a plan
for recruiting, screening, training, and
 
supervising the volunteers.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(5).

Rule 67:62:06:10 Office of Inspector General Medicaid exclusion list.

67
:
62
:
06
:
10
. Office
of Inspector General Medicaid exclusion list.
 Each facility
 
shall routinely
check the Office of Inspector General
'
s List of Excluded Individuals and
 
Entities to ensure
that each new hire as well as any current employee is not on the
 
excluded list. No
payment may be provided for services furnished by an excluded
 
individual.
Documentation that this has been completed shall be placed in the
 
employee
'
s personnel file.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-5-1.

Law
Implemented:
 SDCL 
27A-3-1
, 
27A-5-1(5).

CHAPTER 
67
:
62
:
07

CLIENTS' RIGHTS

Section

67:62:07:01
 Clients' rights.

67:62:07:02
 Guaranteed rights.

67:62:07:03
 Policy on abuse,
neglect, and exploitation.

67:62:07:04
 Grievance procedures.

67:62:07:05
 Appeal of ineligibility
or termination of services.

67:62:07:06
 Time and place of
hearing.

67
:
62
:
07
:
01
. Clients' rights.
 A center shall ensure that 
the
 rights 
of a client 
are fully
 
protected. 
A
 center shall give each client, the client's parent if the client is under 
the age of eighteen
, or the client's guardian
 or advocate
, if any, a copy of the client
's
 rights and
 
responsibilities in writing, or in an accessible format, during the intake process and shall
 
discuss the rights and responsibilities with the client or the client's parent, guardian
,
 or
 
advocate.

Each center shall post t
he rights and responsibilities 
of a client
 in a place
 
accessible to clients. Copies 
must
 be available in locations where clients can access
 
them
,
 without making a request to center staff.
 
 Each
 center shall make 
a copy of 
the
 
rights and responsibilities available to the 
department
.
 
 Each
 center shall
 
provide services in a manner that is responsive to 
a
 client's need
s, considering the client's
 age, gender, social support, cultural orientation, psychological characteristics,
 
sexual orientation, physical situation, and spiritual beliefs.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
07
:
02
. Guaranteed rights.
 A client has rights guaranteed under the
 
constitution and laws of the United States and 
this
 state
, 
including:
 
 (1)
 
The right to refuse 
prohibited
 treatment
,
 as provided in SDCL 
27A-12-3.22
;
 (2)
 
The right to be free of any exploitation or abuse;
 (3)
 
The right to seek and have access to legal counsel;
 (4)
 The right t
o have access to an advocate or an
 
employee of the state's designated protection and advocacy system;
 (5)
 Information regarding t
he right to confidentiality of all records, correspondence, and information
 
relating to assessment, diagnosis, and treatment
,
 pursuant to SDCL 
27A-12-26
 and 45 C.F.R. Parts 160 and 164
,
 
in effect on 
September 26, 2016; and
 (6)
 
The right to participate in decision
-
making, related to treatment, to the greatest
 
extent possible.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
, 
27A-12-3.22
, 
27A-12-26
.

67
:
62
:
07
:
03
. Policy on abuse, neglect, and exploitation.
 Each center shall 
establish 
a policy 
to
 prohibit abuse, neglect, and exploitation of a client. The policy 
must 
contain:
 
 (1)
 
Definitions of abuse, neglect, and exploitation
,
 pursuant to SDCL 
22-46-1
;
 (2)
 
A requirement to report to the 
department
 any incidents of abuse, neglect, or
 
exploitation;
 (3)
 
A requirement to report to the department
,
 pursuant to SDCL 
26-8A-3
 and 
26-8A-8
;
 (4)
 
A procedure for disciplinary action to be taken
,
 if staff engages in abusive,
 
neglectful, or exploitative behavior;
 (5)
 
A 
requirement
 to make immediate efforts to inform the guardian, or the parent if
 
the client is under 
the age of eighteen
, of 
an
 alleged incident or 
an 
allegation
 of abuse, neglect, or exploitation
; and
 (6)
 A
 requirement to document the actions to
 
be implemented
, upon substantiation of an alleged incident or an allegation of abuse, neglect, or exploitation,
 to reduce the likelihood of, 
or to prevent future
 incidents of
,
 abuse,
 
neglect, or exploitation.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

Cross
 
References:
 Persons required to report child abuse or neglected child -- Intentional failure as
 
misdemeanor, SDCL 
26-8A-3
.
 Oral report of abuse or neglect -- To whom made -- Response report, SDCL 
26-8A-8
.

67
:
62
:
07
:
04
. Grievance procedures.
 Each center shall 
establish a policy
 and procedures for 
receiving
, considering, and responding to client grievances.
 
 The center shall 
provide, to the
 client
 and
 the client's parent or guardian
 if the client is under the age of eighteen
, 
a copy of the policy and procedures, 
in writing or in
 
an accessible format, during intake 
services
. Verification
 
by the client of receipt of the 
policy and procedures must 
be placed in the client
'
s 
clinical record
. The
 
grievance 
policy and 
procedure
s
 
must
 be 
available in locations where it can be accessed by
 a client
,
 without making a request to center
 
staff. The 
policy and
 procedure
s
 
must
 be available to former clients
,
 upon request.
 
 The 
policy and 
procedure
s
 
must
 include the ability to appeal the center's decision regarding
 
ineligibility or 
the 
termination of services to the 
department,
 as provided in §
 
67:62:07:05
,
 and
 must
 include the telephone number and address of the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
07
:
05
. Appeal of ineligibility or terminatio
n
 of services.
 A client, a
 
client's parent 
in the case of a
 client 
under the age of eighteen
, or a client's guardian, may appeal to
 
the 
department
 the center's decision regarding 
the 
ineligibility or termination of services. An
 
appeal 
must
 be made in writing
,
 to the 
department,
 within 
thirty
 days of 
receiving
 the notice
 
regarding ineligibility or termination
 of services
. The 
department
 shall provide a determination within
 thirty
 days of receipt of 
a 
request for appeal. If the client or the client
'
s parent or guardian is
 
dissatisfied with the 
department
's decision regarding ineligibility or termination of services,
 
the client
,
 the client
'
s parent
,
 or 
the client's 
guardian may request a fair hearing by notifying the
 
department
,
 in writing
,
 within 
thirty
 days of 
receiving
 the 
department
's decision.
 
 Wh
ile a
 termination is being appealed, the 
center
 shall continue to 
provide
 services
 to the client
 until a decision is reached
,
 after a hearing pursuant to SDCL chapter 
1-26
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
07
:
06
. Time and place of hearing.
 A fair hearing
,
 by an impartial hearing
 
officer
,
 
must
 be held within 
ninety
 days after 
receiving
 a request by the client
,
 the client
'
s
 
parent 
in the case of a client under the age of eighteen, 
or 
the client's 
guardian
, if applicable
. The impartial hearing officer shall set a time and place for the hearing
 
at the earliest reasonable time. Time extensions may be provided by the impartial hearing
 
officer 
upon order of the hearing officer 
or at the request of any of the parties involved 
if there is no objection to a time extension from any other party involved
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

CHAPTER 
67
:
62
:
08

CLINICAL PROCESSES

Section

67:62:08:01
 Client identification
data.

67:62:08:02
 Client review of case
records.

67:62:08:03
 Closure and storage of
case records.

67:62:08:04
 Admission of returning
clients

67:62:08:05
 Integrated assessment.

67:62:08:06
 On-going assessment.

67:62:08:07
 Treatment plan.

67:62:08:08
 Treatment plan review --
Six month review.

67:62:08:09
 Supervisory reviews.

67:62:08:10
 Crisis intervention
plans.

67:62:08:11
 Transition planning.

67:62:08:12
 Progress notes.

67:62:08:13
 Group therapy progress
notes.

67:62:08:14
 Transfer or discharge
summary.

67
:
62
:
08
:
01
. Client identification data.
 
Each
 center shall establish a policy and
 
procedure
s
 to collect and record client identification data
,
 at the time of admission or as soon
 
after admission as possible
,
 and on an annual basis thereafter. Client identification data 
must 
be kept in the clinical record
. Client identification data is
:
 
 (1)
 
Name, street address, and telephone number of the client;
 (2)
 
Date of birth, gender, and race or ethnic origin of the client;
 (3)
 U
nique identification number
 of the client
;
 (4)
 
Referral source;
 (5)
 
Service start date;
 (6)
 
Outcome measures;
 (7)
 
Data for the state management information system; and
 (8)
 
Any other client information required by the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
02
. Client review of case records.
 
Each
 center shall 
establish a 
written polic
y 
and procedures to govern a client
'
s access to 
the client's 
case records. The polic
y
 and procedures
 must
 specify any conditions or restrictions on client access and 
must
 be available to the
 
client
,
 upon request.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
03
. Closure and storage of case records.
 The 
center
 shall 
establish a policy
 and procedures to ensure the closure and storage of case records 
upon
 the completion
 
or termination of
 a treatment program.
 
The policy and procedures must
:
 
 (1)
 Identify, by position or title, the staff members who are 
responsible for the closure of case
 
records within the agency and the 
management information system
;
 (2)
 Provide
 for the closure of 
case 
records 
belonging to
 clients who
 
have had no contact
,
 by phone or by person
,
 with the agency for a time period no longer
 
than six months; and
 (3)
 Provide
 for the safe storage of case records for at least six years from
 the 
closure.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
04
. Admission of returning clients.
 The 
center
 shall 
establish a policy 
and procedures to promote the continuity of care 
for a client who is readmitted
.
 The procedures must show staff how to complete
 a new agency case record and new admission
 
record in the 
management information system
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
05
. Integrated assessment.
 A mental health staff member shall meet
 
with the client and
, if appropriate,
 the client's family if appropriate, to complete an integrated
 
assessment, within 
thirty
 days of 
the first day the 
intake
 process begins
. The integrated assessment 
must include
 both functional
 
and diagnostic components. For 
a client under the age of eighteen
, the mental health staff
 must
 obtain permission from the parent or guardian to meet with the child, and at least
 
one parent or guardian 
must
 participate in the assessment. The assessment 
must contain
:
 
 (1)
 
Strengths of the client and the client
'
s family
,
 if appropriate, as well as previous
 
periods of success
,
 the strengths that contributed to that success
, and the
 
i
dentification of
 
potential resources within the family, if applicable;
 
 (2)
 
Presenting problems or issues that indicate a need for mental health services;
 
 (3)
 
Identification of readiness for change 
regarding
 problem areas, including motivation
 
and supports for making such changes;
 
 (4)
 
Current substance use and relevant treatment history
 of any 
previous mental health and substance use disorder or gambling treatment
,
 and periods of
 
success, psychiatric hospital admissions, psychotropic and other medications, relapse
 
history or potential for relapse, physical illness, and hospitalization;
 
 (5)
 
Relevant family history, including family relationship dynamics and family
 
psychiatric and substance abuse history;
 
 (6)
 
Family and relationship issues
,
 along with social needs;
 
 (7)
 
Educational history and needs;
 
 (8)
 
Legal issues;
 
 (9)
 
Living environment or housing;
 
 (10)
 
Safety needs and risks with regard to physical acting out, health conditions,
 
acute intoxication, or withdrawal;
 
 (11)
 
Past or current indications of trauma or domestic violence;
 
 (12)
 
Vocational and financial history and needs;
 
 (13)
 
Behavioral observations or mental status;
 
 (14)
 
Formulation of a diagnosis, including documentation of co-occurring
 
medical, developmental disability, mental health, substance use disorder
,
 or gambling
 
issues
,
 or a combination of these based on integrated screening;
 
 (15)
 
Eligibility determination for 
mental health services based on a serious mental illness
 or 
serious emotional disturbance, and a
 level
 
of care determination for substance use services, or both;
 
 (16)
 
Clinician
'
s signature 
and 
credentials, and 
the 
date; and
 
 (17)
 
Clinical supervisor
'
s signature
 and 
credentials, and 
the 
date
,
 
to verify
 review of the
 
assessment and 
if there is 
agreement with
:
 
 (a) T
he initial diagnosis
;
 or
 (b) T
he formulation of the initial
 
diagnosis
,
 
if
 the staff 
member conducting the integrated assessment 
does not have the education or training to make a
 
diagnosis.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
06
. On-going assessment.
 
The center shall maintain and document an on-going assessment and identify any changes in the client's needs and strengths throughout treatment
.
 The on-going assessment must be documented in the client's progress notes or case record.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
07
. Treatment plan.
 The initial treatment plan 
must
 be completed
 
within 
thirty
 days of 
the first day the 
intake 
process begins 
and 
must
 include the mental health staff's signature
 and
 credentials,
 the
 date of 
the 
signature, and the clinical supervisor's signature and credentials
,
 if the mental
 
health staff 
member 
does not meet the criteria of a clinical supervisor
,
 as defined in §
 
67:62:01:01
. Evidence of the client's or the client's parent or guardian's participation
 
and meaningful involvement in formulating the plan 
must
 be documented in the 
client's clinical record
.
 
 The treatment plan 
must
:
 
 (1)
 
Contain goals or objectives
 which
 are individualized, clear,
 
specific, and measurable
,
 
so
 that both the client and the mental health staff can
 determine
 when progress has been made;
 (2)
 Address 
multiple 
client 
needs, if applicable, that are relevant to the client's mental health treatment;
 (3)
 
Include interventions that match the client's readiness for change 
with respect to
 identified
 
issues; and
 (4)
 
Be understandable by the client and the client's 
parent or guardian,
 if applicable.
 
 A copy of the treatment plan 
must
 be provided to the client, and to the client's
 
parent or guardian if applicable.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
08
. Treatment plan review -- Six month review.
 
A
 
mental health staff member shall review the treatment plan at least once every 
six month
s
 and update
,
 if needed. 
The t
reatment plan review
 must
 include 
documentation
 of any progress made toward treatment goals or objectives,
 
significant changes to the treatment goals or objectives, and a justification for 
a continuation of
 mental health services. Treatment plan reviews may be documented in
 
the progress notes or 
case record.
 
C
hanges in the client's
 
treatment plan goals or objectives 
must
 be documented in the treatment plan. Treatment
 
plan reviews 
must
 include the mental health staff's signature
 and 
credentials, and 
the 
date.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
09
. Supervisory reviews.
 Staff meeting clinical supervisory criteria as
 
defined in §
 
67:62:01:01
, shall 
annually 
conduct 
at least 
one 
of the client's 
treatment plan review
s
. This review 
must
 include documentation of:
 
 (1)
 
Progress made toward treatment goals or objectives;
 (2)
 
Significant changes to the treatment goals or objectives;
 (3)
 
Justification for the 
continuation of
 mental health services; and
 (4)
 
Assessment of the need for additional services or changes in services, if
 
applicable.
 
 This review qualifies as a six month review
,
 pursuant to §
 
67:62:08:08
. The annual
 
supervisory review 
must
 include the clinical supervisor's signature
 and 
credentials, and 
the 
date.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
10
. Crisis intervention plans.
 Crisis intervention planning 
must
 be
 
provided to any client who has safety issues or risks
,
 or has frequent crisis situations or
 
recurrent hospitalizations. Crisis intervention planning 
must
 be offered to any client who
 
may need 
assistance
 to prevent:
 
 (1)
 
Hospitalization;
 (2)
 
Out of home placement;
 (3)
 
Homelessness;
 (4)
 Becoming a d
anger to 
one
self or others; or
 (5)
 
Involvement with the criminal justice system.
 
 Crisis intervention plans 
must
 be developed in partnership with the client, if
 
possible, 
in partnership with 
the client's parent
,
 if the client is under 
the age of eighteen
, or 
in partnership with 
the client's guardian,
 
if any
.
 
Crisis intervention plans must include 
interventions specific to the client, and address issues relative to co
-
occurring
 
disorders.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
11
. Transition planning.
 Transition planning 
must
 be provided to
 
clients moving to a different service, leaving services, or for youth nearing adulthood.
 
Goals related to transition planning 
must
 be included in the clinical documentation
,
 either
 
as part of the treatment plan or as a separate transition plan.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
12
. Progress notes.
 
A mental health staff member must record p
rogress notes in the client's 
case record that
 substantiate all services provided. 
A mental health staff member must 
document
 the 
counseling sessions with the client, summarize significant events occurring, and reflect
 
goals and problems relevant during the session
,
 and any progress in achieving those goals
 
and addressing the problems
 in the progress notes
. 
A mental health staff member must 
also include attention to any co
-
occurring
 
disorder as 
it relates
 to the client's mental disorder
 in the progress notes
.
 
 A progress note 
must
 be included in the 
client's clinical record
 for each billable service provided.
 
Progress notes 
must
 include the following for the services to be billed:
 
 (1)
 
Information identifying the client receiving services, including 
the client's 
name and
 
unique identification number;
 (2
) 
The date, location, time met, 
the 
units of service of the session, and the
 
duration of the session;
 (3)
 
The service activity code or 
the 
title describing the service code;
 (4)
 
A brief assessment of the client's functioning;
 (5)
 
A description of what occurred during the session, including the specific action
 
taken or plan developed to address unresolved issues 
for the purpose of achieving
 treatment goals
 
or objectives;
 (6)
 
A brief description of what the client and 
the 
provider plan to work on during the
 
next session
 and
 work that may occur between sessions, if applicable; and
 (7)
 
The signature and credentials of the staff providing the service.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
13
. Group therapy progress notes.
 One progress note 
may
 be 
recorded
 for
 
each group therapy session
,
 if the note includes specific information for each client
 
participating in the group. Group progress notes 
must contain
:
 
 (1)
 
Information identifying 
each
 client receiving services, including 
the client's 
name and
 
unique identification number;
 (2)
 
The date, location, time met, 
the 
units of service of the counseling session, and the
 
duration of the session;
 (3)
 
The service activity code or
 the
 title describing the service code;
 (4)
 
A brief assessment of 
each
 client's functioning;
 (5)
 
A description of what occurred during the session, including the specific action
 
taken or plan developed to address unresolved issues 
for the purpose of achieving
 treatment goals
 
or objectives
 for each client
;
 (6)
 
A brief description of what 
each
 client and 
the 
provider plan to work on during the
 
next session
 and any
 work that may occur between sessions, if applicable; and
 (7)
 
The signature and credentials of the staff providing the service.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
08
:
14
. Transfer or discharge summary.
 A transfer or discharge summary
 must
 be completed 
within five working days after
 termination or discontinuation of services. A transfer or discharge summary of the client
'
s problems, course of treatment, and
 
progress toward planned goals and objectives identified in the treatment plan 
must
 be
 
maintained in the client case record. A 
policy and procedures must
 be in place to ensure that the transfer
 
or discharge is completed in the 
management information system
.
 
 If a client prematurely discontinues services, reasonable attempts 
must
 be made
 
by the center to re-engage the client into services, if appropriate. The attempts made must be documented in the client
'
s clinical record
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

CHAPTER 
67
:
62
:
09

ENVIRONMENTAL
SANITATION SAFETY AND FIRE PREVENTION

Section

67:62:09:01
 Safety and sanitation
plan.

67:62:09:02
 Life safety codes.

67
:
62
:
09
:
01
. Safety and sanitation plan.
 For each setting in which the center
 
provides services, there 
must
 be a health, safety, sanitation, and disaster plan that ensures
 
the health and safety of the individuals served. The plan 
must provide procedures for
:
 
 (1)
 R
esponding to a medical emergency;
 (2)
 R
esponding to fire and natural disasters, including evacuation
 
plans;
 (3) Training and regularly scheduled drills for fire and natural disasters;
 (
4
)
 R
esponding to communicable diseases; and
 (
5
)
 Ensuring
 sanitation of all settings in which services are provided.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
09
:
02
. Life safety codes.
 Each building the center owns, rents, or
 
leases 
must
 comply with applicable fire safety standards
, as set forth
 in the 20
12
 edition of the NFPA
 
101 Life Safety Code. An automatic sprinkler system is not required in an existing
 
facility
,
 unless significant renovation or remodeling occurs
.
 
An 
existing
 
automatic sprinkler system 
must
 remain in service.
 
 New construction, renovations, additions, and changes of space 
must
 comply with
 
NFPA 101 Life Safety Code, 2012 edition. Each facility 
must
 also comply with the
 
building construction standards of the International Building Code, 2012 edition.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

Reference: NFPA 101 Life Safety Code, 20
12
, National Fire Protection
 
Association
. Copies may be obtained from the National Fire Protection Association, 
1 Batterymarch Park, Quincy, MA 02169-7471; https://catalog.nfpa.org/NFPA-101-Life-Safety-Code-P1220.aspx; Phone: 1-800-344-3555. Cost $171.00;
 International Building Code
, 2012 edition. Copies may be obtained from International
 
Conference of Building Officials, Phone 1-800-786-4452. Order@iccsafe.org Cost:
 
$89.00.

CHAPTER 
67
:
62
:
10

OUTPATIENT
SERVICES

Section

67:62:10:01
 Eligibility criteria.

67:62:10:02
 Services provided.

67:62:10:03
 Reimbursable services.

67:62:10:04
 Nonreimbursable
services.

67
:
62
:
10
:
01
. Eligibility criteria.
 Individuals are eligible for outpatient clinic
 
services if they have a mental disorder
,
 with the exception of
:
 
 (1) S
ubstance
-
related and
 
addictive disorders
; and
 (2) D
evelopmental disabilities unless they
 
co-occur with another diagnosable mental disorder.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
10
:
02
. Services provided.
 
Each center shall make the
 following outpatient services 
available to clients
:
 
 (1)
 
Integrated assessment, evaluation, and screening;
 (2)
 
Individual therapy;
 (3)
 
Group therapy;
 (4)
 
Family therapy;
 (5)
 
Psychiatric services, with the primary purpose of prescribing
,
 or reviewing a
 
client's use of
,
 pharmaceuticals, including psychiatric assessments, treatment, and
 
prescription of pharmacotherapy; and
 (6)
 
Collateral contacts.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
10
:
03
. Reimbursable services.
 Reimbursable services are limited to face
-
to-face and 
telehealth
 contacts for the purpose of
 
providing comprehensive mental health treatment pursuant to §
 
67:62:10:02
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 48 SDR 14, effective August 22, 2021
.
 
General Authority:
 SDCL 
1-36-25
(1)
, 
27A-5-1
(2)(3)
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-3-1
, 
27A-5-1
.

67
:
62
:
10
:
04
. Nonreimbursable services.
 
The following are n
onreimbursable 
under this chapter
:
 
 (1)
 
Vocational counseling and vocational training 
in
 a classroom or 
at a 
job site;
 (2)
 
Academic educational services;
 (3)
 
Services that are solely recreational in nature;
 (4)
 
Services provided to clients who are in psychiatric residential treatment
 
facilities or institutions for mental disease;
 (5)
 
Services provided to clients who are in detoxification centers
;
 (6)
 
Services provided to clients who are incarcerated in a correctional facility;
 (7)
 
Services provided to clients who are in juvenile detention facilities; and
 (8)
 
Transportation services.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.
 
CHAPTER 
67
:
62
:
11
 
CHILD OR YOUTH AND FAMILY SERVICES

Section
67:62:11:01
 Eligibility criteria.
67:62:11:02
 Services provided.
67:62:11:03
 Reimbursable services.
67:62:11:04
 Nonreimbursable services.

67
:
62
:
11
:
01
. Eligibility criteria.
 To be eligible for services 
under § 
67:62:11:02
, 
the clinical record
 must
 contain documentation that indicates:
 
 (1)
 
At least one child in the family under the age 
of eighteen
 meets the criteria of 
serious emotional disturbance,
 as
 provided
 in SDCL 
27A-15-1.1
; or
 (2)
 
At least one youth who is eighteen years of age or older, but less than twenty-one years of age, needs a continuation of services started before the age of eighteen, in order to realize specific goals, or assist in the transition to adult services, and meets the criteria of serious emotional disturbance, provided in SDCL subdivisions 
27A-15-1.1
(2)(3)(4) and (5)
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
11
:
02
. Services provided.
 Services 
may
 be provided in a location
 
preferred by the child or youth and the child or youth's parent or guardian, including
 
settings outside of the center.
 
 Services 
may
 be provided within an integrated system of care. The parents or
 
guardian and family
,
 of the child or youth with 
serious emotional disturbance,
 
may
 be full participants in the
 
planning, delivery, and evaluation of services.
 
 Services 
must
 be provided according to the individualized needs and strengths of
 
the child or youth and the child or youth's family or guardian, and 
must
 be responsive to
 
cultural differences and special needs
 of the child, youth, or family
. The following 
child or youth and family
 services 
must
 be provided by
 
the center according to the individualized needs of each child or youth:
 
 (1)
 
Integrated assessment, evaluation, and screening;
 (2)
 
Case management;
 (3)
 
Individual therapy;
 (4)
 
Group therapy;
 (5)
 
Parent or guardian group therapy;
 (6)
 
Family education, support, and therapy;
 (7)
 
Crisis assessment and intervention services
, with twenty-four hour per day and 
 seven
 
day per week
 availability
;
 (8)
 
Psychiatric services with the primary purpose of prescribing
,
 or reviewing a
 
client's use of
,
 pharmaceuticals, including psychiatric assessments, treatment, and
 
prescription of pharmacotherapy;
 (9)
 
Psychiatric nursing services
,
 including components of physical assessment,
 
medication assessment and monitoring, and medication administration for clients unable
 
to self-administer their medications;
 (10)
 
Collateral contacts; and
 (11)
 
Liaison services
,
 to facilitate treatment planning and coordination of services
 
between mental health and other entities.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
11
:
03
. Reimbu
r
sable services.
 Reimbursable services are limited to face
-
to
-
face and 
telehealth
 contacts for the purpose of
 
providing comprehensive mental health treatment pursuant to the services listed in
 
subdivisions 
67:62:11:02
 (1) 
through
 (10).

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 48 SDR 14, effective August 22, 2021
.
 
General Authority:
 SDCL 
1-36-25
(1)
, 
27A-5-1
(3)
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-3-1
, 
27A-5-1
.

67
:
62
:
11
:
04
. Nonreimbursable services.
 
The following are n
onreimbursable 
under this chapter
:
 
 (1)
 
Vocational counseling and vocational training 
in
 a classroom or 
at a 
job site;
 (2)
 
Academic educational services;
 (3)
 
Services that are solely recreational in nature;
 (4)
 
Services for a client
,
 other than an eligible child or youth with 
serious emotional disturbance
 and the
 
child or youth's family;
 (5)
 
Services provided to clients who are in psychiatric residential treatment
 
facilities;
 (6)
 
Services provided to clients who are in inpatient psychiatric hospitals;
 (7)
 
Services provided to clients who are in detoxification centers;
 (8)
 
Services provided to clients who are incarcerated in a correctional facility;
 (9)
 
Services provided to clients who are in juvenile detention facilities; and
 (10)
 
Transportation services.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.
 
CHAPTER 
67
:
62
:
12
 
COMPREHENSIVE ASSISTANCE WITH RECOVERY
AND EMPOWERMENT

Section
67:62:12:01
 Eligibility criteria
67:62:12:02
 Services provided.
67:62:12:03
 Reimbursable services.
67:62:12:04
 Nonreimbursable services.

67
:
62
:
12
:
01
. Eligibility criteria.
 
To be eligible for comprehensive assistance with recovery and empowerment services, a client must be at least eighteen years of age and
:
 
 (1)
 
The client 
must have
 one of the following:
 
 (a)
 
Undergone psychiatric treatment more intensive than outpatient care and more than once in the client
'
s lifetime
;
 (b)
 E
xperienced a single episode of psychiatric
 
hospitalization with a diagnosis of a major mental disorder;
 (c)
 B
een treated with psychotropic medication for at least
 
one year; or
 (d)
 Had
 frequent crisis contact with a community mental health
 
center, or another mental health provider, for more than six months as a result of a
 
mental illness; and
 
 (2)
 M
eet three of the following:
 
 (a)
 
The client 
must be
 unemployed or 
have
 markedly limited job skills or poor
 
work history;
 (b)
 
The client 
must 
exhibit inappropriate social behavior that results in
 
concern by the community or requests for mental health or legal intervention;
 (c)
 
The client 
must be
 unable to obtain public services without assistance;
 (d)
 
The client 
must 
require public financial assistance for out-of-hospital
 
maintenance
,
 
must have
 difficulty budgeting public financial assistance
,
 or 
must 
require
 
ongoing training in budgeting skills or 
require
 a payee;
 (e)
 
The client 
must lack
 social support systems in a natural environment, 
live
 alone
,
 or 
be
 isolated; or
 (f)
 
The client 
must be
 unable to perform basic daily living skills without
 
assistance.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
12
:
02
. Services provided.
 Services 
may
 be provided in a location
 
preferred by the client, including settings outside of the center.
 
 Services 
may
 be provided within an integrated system of care. Services 
must
 be
 
provided according to the individualized needs and strengths of the client and 
must
 be
 
responsive to cultural differences and special needs
 of the client
. The following 
comprehensive assistance with recovery and empowerment
 services 
must 
be provided by the center according to the individualized needs of the client:
 
 (1)
 
Integrated assessment, evaluation, and screening;
 (2)
 
Crisis assessment and intervention services
, with twenty-four hour
 per day
 and
 seven
 
day per week
 availability
;
 (3)
 
Case management services;
 (4)
 
Psychiatric services, with the primary purpose of prescribing or reviewing a
 
client's use of pharmaceuticals, including psychiatric assessments, treatment, and
 
prescription of pharmacotherapy;
 (5)
 
Psychiatric nursing services
,
 including components of physical assessment,
 
medication assessment and monitoring, and medication administration;
 (6)
 
Symptom assessment and management, including medication monitoring and
 
education;
 (7)
 
Individual therapy or counseling;
 (8)
 
Group therapy;
 (9)
 
Recovery support services;
 (10)
 
Direct assistance to ensure ongoing opportunities for the client to obtain the
 
basic necessities of daily life and perform basic daily living activities;
 (11)
 
Psychosocial rehabilitation services provided on an individual or group basis
, 
to assist the client 
with gaining or relearning
 self-care, interpersonal, and community living skills
 
needed to live independently, sustain psychiatric stability, and progress towards recovery;
 (12)
 
Liaison services
,
 to facilitate treatment planning and coordination of services
 
between mental health and other entities;
 (13)
 
Encouragement for 
the 
active participation of family and 
a 
supportive social
 
network; and
 (14)
 
Collateral contacts.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-5-1
.

67
:
62
:
12
:
03
. Reimbursable services.
 Reimbursable services are limited to face
-
to-face 
and telehealth 
contacts for the purpose of providing
 
comprehensive treatment, rehabilitation, and support services listed in subdivisions
 
67:62:12:02
(1) 
through
 (11).
 
 With the exception of psychiatric services, billable contacts under the 
comprehensive assistance with recovery and empowerment services
 daily
 
rate are limited to one contact per client per day even though multiple contacts may take
 
place.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 48 SDR 14, effective August 22, 2021
.
 
General Authority:
 SDCL 
1-36-25
(1)
, 
27A-5-1
(3)
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-5-1
.

67
:
62
:
12
:
04
. Nonreimbursable services.
 
The following are n
onreimbursable 
under this chapter
:
 
 (1)
 
Vocational counseling and vocational training 
in
 a classroom or 
at a 
job site;
 (2)
 
Academic educational services;
 (3)
 
Services that are solely recreational in nature;
 (4)
 
Services 
for
 individuals other than eligible clients;
 (5)
 
Services delivered by telephone or through other non
-
face-to-face contact;
 (6)
 
Services provided in an institution for mental disease;
 (7)
 
Services provided to clients who are in detoxification centers;
 (8)
 
Services provided to clients who are incarcerated in correctional facilit
ies
;
 
and
 (9)
 
Transportation services.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.
 
CHAPTER 
67
:
62
:
13

INDIVIDUALIZED
 
MOBILE
 
PROGRAMS OF ASSERTIVE COMMUNITY TREATMENT

Section
67:62:13:01
 Eligibility criteria.
67:62:13:02
 Services provided by 
a
 center.
67:62:13:03
 Requirement for designation and duties of primary provider.
67:62:13:04
 
Individualized and mobile program of assertive community treatment
 team duties.
67:62:13:05
 
Individualized and mobile program of assertive community treatment
 team meetings.
67:62:13:06
 Monthly treatment planning and review meetings.
67:62:13:07
 Reimbursable services.
67:62:13:08
 Nonreimbursable services.

67
:
62
:
13
:
01
. Eligibility criteria.
 
To be eligible for
 
individualized and mobile program of assertive community treatment (IMPACT) services, a client must be eighteen years of age or older, meet the
 
serious mental illness criteria pursuant to § 
67:62:12:01
, and the following:
 
 (1)
 
The client 
must have
 a medical necessity to receive IMPACT services, as
 
determined by a clinical supervisor;
 
 (2)
 
The client 
must be
 approved by the 
department
 to receive IMPACT services;
 
 (3)
 
The client 
must 
understand the IMPACT model and voluntarily consent to
 
receive IMPACT services or, 
must be
 under 
a 
transfer of commitment from 
the Human Services Center
;
 
 (4)
 
No other appropriate community-based mental health service is available for
 
the client; and
 
 (5)
 
The client 
must meet 
four of the following:
 
 (a)
 
Ha
ve
 persistent or recurrent difficulty performing daily living tasks
,
 except
 
with significant support or assistance from friends, family, relatives, community mental health providers
, or others
;
 (b)
 Have
 frequent psychiatric inpatient hospitalizations within the past year;
 (c)
 Have
 constant or cyclical turmoil with family, social, or legal systems or
 
inability to integrate successfully into the community;
 (d)
 Reside
 in an inpatient
 facility
, jail, prison, or residential facility and 
be 
clinically
 
assessed 
as
 able to live in a more independent living situation
,
 if intensive services are
 
provided;
 (e)
 Have
 an imminent threat of losing housing or becoming homeless; or
 (f)
 Be
 likely to need residential or institutional placement if more intensive
 
community-based services are not provided.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
02
. Services provided by 
a
 center.
 
A center may provide s
ervices in a
 
location preferred by 
a
 client, including settings outside the center.

A center may provide services within an integrated system of care. A center must provide services according to the individualized needs and strengths of the client and must be responsive to cultural differences and special needs of the client. The following individualized and mobile program of assertive community treatment (IMPACT) services must be provided according to the individualized needs of the client
:
 
 (1)
 
Integrated assessment, evaluation, and screening;
 
 (2)
 
Crisis assessment and intervention services, with twenty-four hour per day and seven
 
day per week availability;
 
 (3)
 
Case management;
 
 (4)
 
Psychiatric services, with the primary purpose of prescribing or reviewing a
 
client's use of pharmaceuticals, including psychiatric assessments, treatment, and
 
prescription of pharmacotherapy;
 
 (5)
 
Psychiatric nursing services
,
 including components of physical assessment,
 
medication assessment and monitoring, and medication administration;
 
 (6)
 
Symptom assessment and management, including medication monitoring and
 
education;
 
 (7)
 
Individual therapy or counseling;
 
 (8)
 
Group therapy;
 
 (9)
 
Recovery support services;
 
 (10)
 
Direct assistance to ensure ongoing opportunities for the client to obtain the
 
basic necessities of daily life and perform basic daily living activities;
 
 (11)
 
Psychosocial rehabilitative services provided on an individual or group basis
, 
to assist the client 
with gaining or relearning
 self-care, interpersonal, and community living skills
 
needed to live independently, sustain psychiatric stability, and progress towards recovery;
 
 (12)
 
Liaison services
,
 to facilitate treatment planning and coordination of services
 
between mental health and other entities;
 
 (13)
 
Encouragement for 
the 
active participation of family and 
a 
supportive social
 
network; and
 
 (14)
 
Collateral contacts.
 
 For 
IMPAC
T services,
 
there must be 
at least one primary therapist for
 
every 
twelve
 clients served. A center 
must
 provide clients with an 
annual 
average of 
sixteen
 contacts per
 
month with IMPACT staff and more
,
 if clinically appropriate.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
03
. Requirement for designation and duties of primary provider.
 
A primary provider must be designated for each client in the individualized and mobile program of assertive community treatment (IMPACT) program. The designation must be made by the clinical supervisor, be in writing, and be included in the client's clinical record. The designation must be updated as client or personnel needs require. Each IMPACT program must have a backup policy to be implemented when a primary provider is not available to serve a client's needs. The primary provider duties include
:
 
 (1)
 
Maintain
ing
 an orderly and complete clinical 
record
 for the client that contains:
 
 (a)
 
Documentation 
showing 
that written assessments for the client are completed;
 (b)
 
A current case service plan; and
 (c)
 
Documentation of services and client responses to treatments; and
 
 (2)
 
Conduct
ing
 and participat
ing
 in treatment planning and case conferences with
 
other staff of the IMPACT program and with others authorized by the client.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
04
. 
Individualized and mobile program of assertive community treatment
 
team duties.
 The duties of the individualized and mobile program of assertive community treatment (IMPACT) team include
:
 
 (1)
 
Maintain
ing
 a therapeutic alliance with the client;
 (2)
 
Refer
ring
 and link
ing
 the client to all needed services provided outside of the
 
IMPACT program;
 (3)
 Ensuring
 that all needed services provided outside of the IMPACT
 
program are received and monitor
ing
 the benefit of those services to the client;
 (4)
 
Coordinat
ing
 face-to-face meetings with the client
,
 at least one time per week
, 
and a
n annual
 minimum average of 
sixteen
 contacts per month with IMPACT team members;
 (5)
 
Coordinat
ing
 the provision of IMPACT emergency services and hospital liaison
 
services
,
 if the client is in a crisis;
 (6)
 
Coordinat
ing
 overall independent living assistance services
,
 and work
ing
 with
 
community agencies to develop needed resources including housing, employment
 
options, and income assistance;
 (7)
 
Support
ing
 and consult
ing
 with the client's family or other support network; and
 (8)
 
Act
ing
 as a client advocate.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
05
. 
Individualized and mobile program of assertive community treatment
 
team meetings.
 The individualized and mobile program of assertive community treatment team shall meet, at a minimum, two times per week, to review client contacts and client status, and to plan for
 
responses to additional client needs as they arise. The clinical supervisor, or other staff designated by the clinical supervisor, shall lead the meetings, and keep a written log of meeting discussions, dates, and participants
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
06
. Monthly treatment planning and review meetings.
 
An individualized and mobile program of assertive community treatment 
team shall meet monthly to conduct treatment planning and review meetings. The clinical
 
supervisor, or other staff designated by the clinical supervisor, shall lead the monthly
 
meetings, keep a written log of meeting dates and participants, and maintain a schedule of
 
upcoming meetings.

Source: 
43 SDR 80, effective December 5, 2016; 50 SDR 63, effective November 27, 2023.
 
General Authority: 
SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
07
. Reimbursable services.
 Reimbursable services are limited to face
-
to-face 
and telehealth 
contacts for the purpose of providing
 
comprehensive treatment, rehabilitation, and support services listed in subdivisions
 
67:62:13:02
(1) 
through
 (11).
 
 With the exception of psychiatric services, billable contacts under the 
individualized and mobile program of assertive community treatment 
daily rate are limited to one contact per client per day even through multiple contacts may
 
take place.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 48 SDR 14, effective August 22, 2021
.
 
General Authority:
 SDCL 
1-36-25
(1)
, 
27A-5-1
(3)
.
 
Law Implemented:
 SDCL 
1-36-25
, 
27A-3-1
, 
27A-5-1
.

67
:
62
:
13
:
08
. Nonreimbursable services.
 
The following are n
onreimbursable 
under this chapter
:
 
 (1)
 
Vocational counseling and vocational training 
in
 a classroom or 
at a 
job site;
 (2)
 
Academic educational services;
 (3)
 
Services solely recreational in nature;
 (4)
 
Services 
for
 individuals other than eligible clients;
 (5)
 
Services delivered by telephone or through other non
-
face-to-face contact;
 (6)
 
Services provided in an institution for mental disease;
 (7)
 
Services provided to clients who are in detoxification centers;
 (8)
 
Services provided to clients who are incarcerated in correctional facilit
ies
;
 
and
 (9)
 
Transportation services.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
1-36-25
, 
27A-5-1
.
 
Law Implemented:
 SDCL 
27A-3-1
, 
27A-5-1
.
 
CHAPTER 
67
:
62
:
14
 
QUALIFIED MENTAL HEALTH PROFESSIONAL

Section
67:62:14:01
 Training required for commitment process.
67:62:14:02
 Registration for training -- Fee.
67:62:14:03
 Content of training exam.
67:62:14:04
 Training requirements.
67:62:14:05
 Continued eligibility contingent upon 
qualified mental health professional
 status.
67:62:14:06
 Renewal of eligibility -- Fee.
67:62:14:07
 Reinstatement of lapsed eligibility.
67:62:14:08
 Notice of 
department
 action.
67:62:14:09
 Appeal of 
department
 decision.

67
:
62
:
14
:
01
. Training required for commitment process.
 
A qualified mental health professional
, except
 a 
physician licensed pursuant to SDCL 
chapter 
36-4
, shall participate in training and pass an
 
examination, in order to complete examinations 
that are
 part of the commitment process under
 
SDCL 
27A-10-6
, in accordance with SDCL 
27A-1-7
.
 
 Training and examinations may be held in person or via an online course available
 
through the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-3
, 
27A-1-7
, 
27A-1-9
.

67
:
62
:
14
:
02
. Registration for training -- Fee.
 
A qualified mental health professional (QMHP) shall register with the department for training, prior to performing the examination of a detained person, in accordance with SDCL 
27A-10-6
, and submit a fee to be determined by the department. The registration must contain
:
 
 (1)
 
The QMHP's name and address;
 (2)
 The QMHP's c
urrent employer
,
 or place of practice
,
 with address and telephone number;
 (3)
 
Verification of the hours, duration, setting, and content of the supervision 
for their professional licensure level to demonstrate their qualifications as a QMHP, 
as
 listed
 in SDCL 
27A-1-3
; and
 (4)
 
A copy of the QMHP's South Dakota professional license or
 
certificate.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-9
.

Rule 67:62:14:03 Content of training exam.

67
:
62
:
14
:
03
. Content
of training exam.

The training exam shall consist of
 
questions regarding South Dakota mental
health commitment procedures for both
 
children and adults. The passing score is
75 percent.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-1-9.

Law
Implemented:
 SDCL 
27A-1-9.

Rule 67:62:14:04 Training requirements.

67
:
62
:
14
:
04
. Training
requirements.

Refresher training shall be completed
 
every four years.

Source:

43
 SDR 
80
, effective 
December 5, 2016
.

General
Authority:
 SDCL 
27A-1-9.

Law
Implemented:
 SDCL 
27A-1-9.

67
:
62
:
14
:
05
. 
Continued eligibility contingent upon qualified mental health professional
 
status.
 An individual who has completed the required commitment process training must continue to meet the requirements of a qualified mental health professional, in accordance with SDCL 
27A-1-3
, in order to remain eligible to perform the examination of a detained person, in accordance with SDCL 
27A-10-
6
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-3
, 
27A-1-9
, 
27A-10-6
.

67
:
62
:
14
:
06
. Renewal of eligibility -- Fee.
 
A qualified mental health professional (QMHP) shall register with the department for renewal of eligibility. A QMHP may register for renewal anytime during the year before the QMHP's current eligibility ends. A renewal registration must contain
:
 
 (1)
 
The QMHP's name and address;
 (2)
 The QMHP's c
urrent employer
,
 or place of practice
,
 with address and telephone number;
 (3)
 
A copy of the QMHP's outh Dakota professional license or
 
certificate; and
 (4)
 The r
enewal fee
,
 as determined by the 
department
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-9
.

67
:
62
:
14
:
07
. Reinstatement of lapsed eligibility.
 A 
qualified mental health professional
 who fails to register
 
for 
a 
renewal of eligibility before the end of the current eligibility 
period, 
may register for a
 
reinstatement of eligibility by
:
 
 (1) S
ubmitting a copy of the 
individual's
 South Dakota professional
 
license or certificate
;
 (2) Paying
 the renewal fee
, as
 determined by the 
department;
 and
 (3) Completing
 the
 
training and 
passing the 
examination
,
 pursuant to §
 
67:62:14:01
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-3
, 
27A-1-9
.

67
:
62
:
14
:
08
. Notice of 
department
 action.
 The 
department
 shall either approve or deny
 
the registration for eligibility or 
the 
registration for renewal of eligibility. The 
department
 shall
 
notify the 
qualified mental health professional applying for registration
 of the 
department
's action
,
 within an annual average of ten working days
, 
following the registration, eligibility examination, or receipt of the registration for
 
renewal. If the 
department
 denies eligibility of renewal, the specific
 
reasons for denial 
must be stated 
in the notice.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-9
.

67
:
62
:
14
:
09
. Appeal of 
department
 decision.
 A 
qualified mental health professional
 whose eligibility renewal is
 
denied may request a fair hearing by notifying the department
,
 by certified mail
,
 within ten
 
calendar days of receipt of the 
department
's decision. The hearing 
must
 be conducted
 
pursuant to 
SDCL 
chapter 
1-26
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023
.
 
General Authority:
 SDCL 
27A-1-9
.
 
Law Implemented:
 SDCL 
27A-1-9
.
 
CHAPTER 
67
:
62
:
15
 
PREADMISSION SCREENING AND RESIDENT REVIEW
 
(Repealed)
 
Section
67:62:15:01
 Definitions
, Repealed
.
67:62:15:02
 Level I screening
, Repealed
.
67:62:15:03
 Level II review exemptions
, Repealed
.
67:62:15:04
 Exempt hospital discharge
, Repealed
.
67:62:15:05
 Categorical determinations for Level I
, Repealed
.
67:62:15:06
 Level II review
, Repealed
.
67:62:15:07
 Level II determination -- Data requirements
, Repealed
.
67:62:15:08
 Determination of services
, Repealed
.
67:62:15:09
 Determination of specialized mental health services
, Repealed
.
67:62:15:10
 Timeliness of determinations of Level II review
, Repealed
.
67:62:15:11
 Notification of Level II determination
, Repealed
.
67:62:15:12
 Determination may not be countermanded
, Repealed
.
67:62:15:13
 Appeal of ineligibility of Level II determination
, Repealed
.
67:62:15:14
 Length of stay
, Repealed
.
67:62:15:15
 Individuals not requiring swing bed or nursing facility services but
 
requiring mental health services -- 30 month determination
, Repealed
.
67:62:15:16
 Significant change
, Repealed
.
67:62:15:17
 New admission and readmission
, Repealed
.
67:62:15:18
 Interfacility transfers
, Repealed
.
67:62:15:19
 Out of state placement
, Repealed
.

67
:
62
:
15
:
01
. Definitions.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
02
. Level I screening.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
03
. Level II review exemptions.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
04
. Exempt hospital discharge.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15:05
 Categorical determinations for Level I.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
06
. Level II review.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
07
. Level II determination -- Data requirements.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
08
. Determination of services.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
09
. Determination of specialized mental health services.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
10
. Timeliness of determinati
ons
 of Level II review.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
11
. Notification of Level II determination.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
12
. Determination may not be countermanded.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
13
. Appeal of ineligibility of Level II determination.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
14
. Length of stay.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
15
. Individuals not requiring swing bed or nursing facility services but requiring mental health services -- 30 month determination.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
16
. Significant change.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
17
. New admission and readmission.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
18
. Interfacility transfers.
 
Repealed
.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.

67
:
62
:
15
:
19
. Out of state placement.
 
Repealed.

Source:
 
43
 SDR 
80
, effective 
December 5, 2016; 50 SDR 63, effective November 27, 2023; 52 SDR 41, effective October 27, 2025
.