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Ill. Admin. Code tit. 59, § 131

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PART 131 CHILDREN’S MENTAL HEALTH SCREENING, ASSESSMENT AND SUPPORT SERVICES PROGRAM

Jurisdiction: IL Agency: Illinois Department of Human Services (Divisions of Mental Health and SUPR)
CMHC (80%) PSYCH_FACILITY (100%)
Plain-English summary

This regulation establishes eligibility criteria and payment rules for Illinois's Children's Mental Health Screening, Assessment and Support Services (SASS) Program, which screens children in psychiatric crisis to determine whether inpatient admission is appropriate or whether community-based alternatives are available. SASS agents coordinate care, develop plans, and authorize reimbursement for community mental health services, inpatient psychiatric services, pharmacy, transportation, and psychiatric physician services. Providers must be enrolled in the Illinois medical assistance program and comply with applicable billing and accountability requirements. The program applies exclusively to children under 21 (or under 18 for DHS-DMH-funded slots).

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Regulation text
TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.10 PURPOSE

Section 131.10� Purpose

This Part establishes criteria for payment of certain mental
health and related services that are provided to children enrolled in the
Screening, Assessment and Support Services (SASS) Program.

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.20 DEFINITIONS

Section 131.20� Definitions

For the purposes of this Part, the following terms are
defined:

"CARES" � Crisis and
referral entry services.� The agent under contract with HFS, DCFS, or DHS to
perform certain administrative functions on the State agency's behalf.

"CMHS" �� Community
mental health services.

"DCFS" � The Illinois
Department of Children and Family Services.

"DHS" � The Illinois
Department of Human Services.

"DHS-DMH" � The Illinois
Department of Human Services/Division of Mental Health.

"HFS" � The Illinois Department of Healthcare and Family Services.

"SASS" � Screening,
assessment and support services.

"SASS agent" �� A
provider of CMHS, under contract with HFS, DCFS or DHS to screen children in
psychiatric crisis who are believed to be in need of admission to an inpatient
facility.

"SASS period" � A 90-day
period beginning with the date that the SASS agent begins initial screening of
a child in psychiatric crisis.� The period may be extended beyond 90 days if it
has been determined to be clinically necessary to do so by DCFS (for children
for whom DCFS is legally responsible) or DHS (for any other child).

(Source:� Amended at 31 Ill.
Reg. 10635, effective July 13, 2007)

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.30 ELIGIBILITY

Section 131.30� Eligibility

A child eligible for services provided under this Part is:

a)�������� An individual for whom
DCFS is legally responsible;

b)�������� An
individual under 21 years of age who is enrolled, pursuant to 89 Ill. Adm. Code
118, 120, 123 or 125, in one of the medical programs administered by HFS,
except that any child who is enrolled in a managed care organization is not
eligible; or

c)�������� Subject
to funding that is appropriated and available to DHS-DMH for the SASS program,
an individual who is under 18 years of age and who meets one of the� following
criteria:

1)�������� An
individual who, following submission of a completed application, does not
qualify under subsection (b); 

2)�������� An
individual who meets criteria for the DHS-DMH target population (see Appendix
A) and requires intensive community-based services in the SASS program, has no
other means of payment as determined by DHS-DMH, and is seeking public payment
for services covered under this Part; or

3)�������� An
individual whose family is unable, unwilling, or refuses to apply for medical
assistance (e.g., the family may not be able to comply with the requirement to
gather the necessary information required to file an application for Medicaid
or All Kids due to medical reasons, such as impending surgery or long term
medical illness, or the family refuses to comply because family members are
undocumented), or if the SASS agent, hospital or community mental health
provider finds it impossible to assist the family in applying, may be permitted
an exception to this requirement only in these instances.� A request for an
exception may be made by contacting DHS-DMH.� A hospital or community mental
health provider may report that it finds it impossible to assist the family in
applying only if the family refuses to apply due to incapacitating medical or
psychiatric illness reasons, or because family members are undocumented.

(Source:� Amended at 31 Ill.
Reg. 10635, effective July 13, 2007)

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.40 SCREENING REQUIREMENT

Section 131.40� Screening Requirement

a)�������� Children
in psychiatric crisis who are believed to be in need of admission to an
inpatient psychiatric facility and for whom public payment for the admission
may be sought must be referred to CARES.

b)�������� If determined to be
appropriate, CARES shall refer the child to a SASS agent.

c)�������� The SASS agent shall
screen and assess the mental health needs of the child.

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.50 PROGRAM SERVICES

Section 131.50� Program Services

a)�������� Community
Mental Health Services

1)�������� Children,
as a result of the mental health screening required under Section 131.40, for
whom it has been determined by a SASS agent that appropriate alternative
resources are available in the community shall be referred to those services by
the SASS agent.� Community mental health services (CMHS) shall be reimbursed by
HFS, DCFS or DHS only under the following conditions:

A)������� The
CMHS provider is enrolled with the HFS to participate in the Illinois medical
assistance program and meets the requirements for certification and payment under
59 Ill. Adm. Code 132.

B)������� The CMHS provider is one
of the following:

i)��������� The
SASS agent to which responsibility for managing the child�s care was assigned
by CARES.

ii)�������� Another
CMHS provider that, through CARES, is authorized to provide CMHS to children.

C)������� The
service is provided in accordance with the plan of care developed by the SASS
agent.

D)������� The service is provided
during the SASS period.

E)������� The
patient was a child at the time of screening and met eligibility requirements
specified in Section 131.30(c).

2)�������� Payment
shall be made utilizing rates of reimbursement established under 59 Ill.
Adm. Code 132.

b)�������� Pharmacy
Services

1)������� DHS
shall pay for certain prescribed drugs dispensed to a child who meets DHS
eligibility requirements in Section 131.30(c).� Pharmacy services, other than
those provided by an inpatient psychiatric facility, shall be reimbursed only
under the following conditions:

A)������� The
pharmacy provider is enrolled with HFS to participate in the Illinois medical
assistance program.

B)������� The
service is provided in accordance with the plan of care developed by the SASS
agent.

C)������� The
service was provided during the SASS period.

D)������� The patient was a child
at the time of screening.

E)������� The
prescribed drug has been determined by DHS/DMH as appropriate for the treatment
of serious emotional disturbance or mental illness or related symptoms.

2)�������� Payment
shall be made utilizing rates of reimbursement established under the provisions
of 89 Ill. Adm. Code 140.444 and 140.445.

c)�������� Transportation
Services

1)�������� DHS
shall pay for certain emergency and non-emergency transportation services
provided to a child who meets DHS eligibility criteria specified in Section
131.30(c).� Transportation services, other than those provided by an inpatient
psychiatric facility, shall be reimbursed only under the following conditions:

A)������� The
transportation provider is enrolled with HFS to participate in the Illinois medical assistance program.

B)������� The
transportation is in support of the plan of care developed by the SASS agent
and is to or from a source of medical care covered under this Part.

C)������� The service was provided
during the SASS period.

D)������� The patient was a child
at the time of screening.

2)�������� Payment
shall be made utilizing rates of reimbursement established under 89 Ill.
Adm. Code 140.492 and 140.493.

d)�������� Inpatient
Psychiatric Services

1)�������� DHS
shall pay for certain inpatient psychiatric services provided to a child who
meets DHS eligibility criteria specified in Section 131.30(c).� Inpatient psychiatric
services, other than those provided by an inpatient psychiatric facility
operated by DHS, shall be reimbursed only under the following conditions:

A)������� The
inpatient facility is enrolled with HFS to participate in the Illinois medical
assistance program and meets the special requirements for inpatient psychiatric
services found at 89 Ill. Adm. Code 148.40(a).

B)������� Prior
to admission, the individual shall be screened by a SASS agent to determine the
appropriateness of an inpatient admission and the availability of alternative
treatment resources in the community.

C)������� The admission is
approved by DHS or its agent.

D)������� Prior
to discharge, the SASS agent participated in the development of the discharge
plan.

E)������� The date of admission
was during the SASS period.

F)�������� The patient was a child
at the time of admission.

2)�������� Payment
shall be made utilizing rates of reimbursement established for the� medical
assistance program under 89 Ill. Adm. Code 148.270 and 89 Ill. Adm. Code
152.200, subject to utilization review or pre- or post-payment reviews, as
applicable.

e)��������� Psychiatric
Physician Services

������������������������ A
child eligible for psychiatric physician services must be currently enrolled in
a SASS program and must meet the requirements under Section 131.30(c)(1) and
(2).

1)�������� Physician
services shall be reimbursed only under the following conditions:

A)������� The
physician is enrolled with HFS to participate in the Illinois Medical
Assistance Program.

B)������� The service is one of
the following:

i)�������� Psychiatric
diagnostic interview examination inpatient and outpatient by a SASS staff
psychiatrist;

ii)������� Electroconvulsive
therapy (includes necessary monitoring), single and multiple seizures per day.�
Electroconvulsive therapy must have prior approval from DHS;

iii)������ Individual
psychotherapy, insight oriented behavior modifying and/or supportive that is
approximately 20-80 minutes face to face with the patient with medical
evaluation and management services provided in a hospital inpatient setting
only, during an inpatient psychiatric stay; or

iv)������ Individual
psychotherapy, interactive, using play equipment, physical devices, language
interpreter, or other mechanisms of non-verbal communication, approximately 20-80
minutes face to face with the patient with medical evaluation and management
services.

C)������� The service was
provided during the SASS period.

D)������� The patient was a
child at the time of screening.

2)��������� Payment
shall be made utilizing rates of reimbursement established under the provisions
of 89 Ill. Adm. Code 140.410 through 140.414.

(Source:� Amended at 31 Ill.
Reg. 10635, effective July 13, 2007)

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.60 BILLING FOR SERVICES

Section 131.60� Billing for Services

All program services described in this Part are provided and
billed to HFS in accordance with that agency's policies as found in the HFS
Handbook for Providers of Medical Services (found at www.hfs.illinois.gov/ handbooks/),
including any necessary prior authorization for the service.

(Source:� Amended at 31 Ill.
Reg. 10635, effective July 13, 2007)

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.70 ACCOUNTABILITY

Section 131.70� Accountability

a)�������� All
payments made under this Part are subject to post-payment review and audit
pursuant to the applicable rules under which the rates of reimbursement were
established (see 89 Ill. Adm. Code 140.30, 140.410 through 140.414, 140.444,
140.455, 140.492, 140.493; 89 Ill. Adm. Code 148.270; and 89 Ill. Adm. Code
152.200).

b)�������� HFS,
DHS and DCFS shall implement a systematic process to assess the accessibility,
effectiveness, and quality of services provided under this Part.

c)�������� Hospitals
and CMHS providers providing services under this Part will be required to
participate and cooperate fully in any monitoring and quality improvement
efforts undertaken by HFS, DCFS and/or DHS.

d)�������� DHS,
DCFS and HFS reserve the right to ensure that appropriate standards of
treatment and service delivery are maintained for any individual child or for
the system, including on-site inspection and individual consultation.

(Source:� Amended at 31 Ill.
Reg. 10635, effective July 13, 2007)

TITLE 59: MENTAL HEALTH

CHAPTER IV: DEPARTMENT OF HUMAN SERVICES

PART 131
CHILDREN�S MENTAL HEALTH SCREENING, ASSESSMENT
AND SUPPORT SERVICES PROGRAM

SECTION 131.APPENDIX A DHS/DMH TARGET POPULATION

Section 131.APPENDIX A� DHS/DMH Target Population

The DHS/DMH target population, for purposes of this Part,
consists of children 17 years of age or younger who meet the diagnoses criteria
of subsection (a) and treatment history of subsection (b) or who meet the
diagnoses criteria of subsection (a) and functional criteria of subsection (c).

a)�������� Diagnoses

One of the following DSM-IV
diagnoses that is the focus of the treatment being provided:

1)�������� Attention
Deficit/Hyperactivity Disorders (314.00, 314.01, 314.9)

2)�������� Schizophrenia
(295.xx)

3)�������� Schizophreniform
Disorder (295.4)

4)�������� Schizo-Affective
Disorder (295.7)

5)�������� Delusional
Disorder (297.1)

6)�������� Shared
Psychotic Disorder (297.3)

7)�������� Brief
Psychotic Disorder (298.8)

8)�������� Psychotic
Disorder (298.5)

9)�������� Bipolar
Disorders (296.0x, 296.4x, 296.5x, 296.6x, 296.7, 296.80, 296.89, 296.90)

10)�������� Cyclothymic
Disorder (301.11)

11)�������� Major
Depression (296.2x, 296.3x)

12)�������� Panic
Disorder with or without Agoraphobia (300.01, 300.21)

13)�������� Obsessive-Compulsive
Disorder (300.30)

14)�������� Anorexia
Nervosa (307.1)

15)�������� Bulimia
Nervosa (307.51)

16)�������� Post
Traumatic Stress Disorder (309.81)

17)�������� Intermittent
Explosive Disorder (312.34)

18)�������� Tourette�s
Disorder (307.23)

b)�������� Treatment
History 

Treatment history covers the
client�s lifetime treatment and is restricted to treatment for a DSM-IV
diagnosis specified in subsection (a).

The youth must meet at least ONE
of the following criteria:

1)�������� Continuous
treatment of six months or more in one, or a combination of, the following:

A)������� inpatient treatment;

B)������� day treatment; or

C)������� partial
hospitalizations.

2)�������� Six
months of continuous residence in a residential treatment center.

3)�������� Two
or more admissions of any duration to inpatient treatment, day treatment,
partial hospitalization or residential treatment programming within a 12 month
period.

4)�������� A
history of using the following outpatient services over a one year period,
either continuously or intermittently:

A)������� psychotropic
medication management;

B)������� case
management; or

C)������� SASS/intensive
community-based services.

5)�������� Previous
treatment in an outpatient modality and a history of at least one mental health
psychiatric hospitalization.

c)

Functional Criteria

Functional criteria has been purposely
narrowed to descriptors of the most serious levels of functional impairment and
are not intended to reflect the full range of possible impairments.

The functional impairment must be
the result of the mental health problems for which the child is, or will be,
receiving care and must be expected to persist in the absence of treatment.

The youth must meet criteria for
functional impairment in TWO of the following areas:

1)�������� Functioning
in self care � Impairment in age-appropriate self-care skills is manifested by
a person�s consistent inability to take care of personal grooming, hygiene,
clothing, and meeting of nutritional needs.

2)�������� Functioning
in community � Impairment in community functioning is manifested by a
consistent lack of age-appropriate behavioral controls, decision-making,
judgment and value systems that results in potential involvement in the
juvenile justice system.

3)�������� Functioning
in social relationships � Impairment of social relationships is manifested by
the consistent inability to develop and maintain satisfactory relationships
with peers and adults.

4)�������� Functioning
in the family �

A)������� Impairment
in family functioning is manifested by a pattern of:

i)��������� disregard
for the safety and welfare of self or others, e.g., fire setting, serious and
chronic disruptiveness;

ii)�������� significantly
disruptive behavior exemplified by repeated and/or unprovoked violence to
siblings and/or parents; or

iii)������� inability
to conform to reasonable limitations and expectations.

B)�������� The
degree of impairment requires intensive (i.e., beyond age-appropriate)
supervision by parent/caregiver and may result in removal from the family or
its equivalent.

5)�������� Functioning
at school � Impairment in functioning at school is manifested by the inability
to pursue educational goals in a normal time frame, e.g., consistently failing
grades, repeated truancy, expulsion, property damage, or violence toward others
that cannot be remediated in a classroom setting (whether traditional or
specialized).